Form D · Other Investment Fund

GUGGENHEIM PRIVATE DEBT FUND LTD

New York, NY · CIK 0001555384

Offering snapshot reported Oct 11, 2013 · SEC filing

Reported sold
$100M
Offering amount: $1.4B
Investors reported
3
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jul 18, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$50M$100MAug 2, 2012: $50,000,000.00Aug 2, 2012Oct 9, 2013: $100,000,000.00Oct 11, 2013: $100,000,000.00Oct 11, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 11, 2013Amendment$100,000,000$0vs Oct 9, 20133SEC filing
Oct 9, 2013Amendment$100,000,000$50,000,000vs Aug 2, 20123SEC filing
Aug 2, 2012Initial$50,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-182135
The total offering amount will not exceed $1,400,000,000 among three entities: the Issuer, Guggenheim Private Debt Fund LLC and Guggenheim Private Debt Fund Note Issuer, LLC.

Source: Form D, filed Oct 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUGGENHEIM PRIVATE DEBT FUND LTD

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value
$101M
Beneficial owners
3
ADV minimum commitment
$5M

Reported in Form ADV on Mar 2, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY NA HOUSTON, Texas, United States Related to adviser: No
Marketer GUGGENHEIM SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

GUGGENHEIM SECURITIES, LLC
CRD 40638 · SEC 8-49107

Filing source

Form ADV 861690 · Mar 2, 2015 · Schedule D 7.B.(1), fund 805-4642260313

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey Abrams Executive
Todd Boehly Executive
Michael P. Damaso Executive
Sam Ellis Director
N/A N/A Guggenheim Partners Investment Management, Llc Promoter
Kevin H. Gunderson Executive
William H. Hagner Executive
Anthony D. Minella Executive
B. Scott Minerd Executive
Kevin Solomon Director
Zachary D. Warren Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
330 Madison Avenue 11th Floor
New York, NY, 10017