Form D · Other Investment Fund
Guggenheim Private Debt Fund, LLC
New York, NY · CIK 0001588219
Offering snapshot reported Oct 10, 2013 · SEC filing
- Reported sold
- $10M Offering amount: $1.4B
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Sep 5, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 10, 2013 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-204315
The total offering amount will not exceed $1,400,000,000 among three entities: the Issuer, Guggenheim Private Debt Fund Ltd. and Guggenheim Private Debt Fund Note Issuer, LLC.
Source: Form D, filed Oct 10, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
GUGGENHEIM PRIVATE DEBT FUND LLC
Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
- Gross asset value
- $10M
- Beneficial owners
- 1
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 2, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
GUGGENHEIM SECURITIES, LLC
CRD 40638 · SEC 8-49107
Filing source
Form ADV 861690 · Mar 2, 2015 · Schedule D 7.B.(1), fund 805-8868121241
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Abrams | Executive |
| Todd Boehly | Executive |
| Michael P. Damaso | Executive |
| N/A Guggenheim Partners Investment Management, Llc | Promoter |
| Kevin H. Gunderson | Executive |
| William H. Hagner | Executive |
| Anthony Minella | Executive |
| B. Scott Minerd | Executive |
| Zachary D. Warren | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017