Form D · Other Investment Fund

Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC

Santa Monica, CA · CIK 0001647291

Offering snapshot reported Aug 24, 2021 · SEC filing

Reported sold
$237M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$118M$237MSep 10, 2015: $236,976,432.00Sep 10, 2015Sep 9, 2016: $236,976,432.00Sep 8, 2017: $236,976,432.00Sep 6, 2018: $236,976,432.00Sep 5, 2019: $236,976,432.00Aug 25, 2020: $236,976,432.00Aug 24, 2021: $236,976,432.00Aug 24, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 24, 2021Amendment$236,976,432$0vs Aug 25, 20201SEC filing
Aug 25, 2020Amendment$236,976,432$0vs Sep 5, 20191SEC filing
Sep 5, 2019Amendment$236,976,432$0vs Sep 6, 20181SEC filing
Sep 6, 2018Amendment$236,976,432$0vs Sep 8, 20171SEC filing
Sep 8, 2017Amendment$236,976,432$0vs Sep 9, 20161SEC filing
Sep 9, 2016Amendment$236,976,432$0vs Sep 10, 20151SEC filing
Sep 10, 2015Initial$236,976,432No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-247322

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Guggenheim Funds Distributors, LLC39805Guggenheim Funds Distributors, LLC · CRD 39805

Source: Form D, filed Aug 24, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Adam Bloch Executive
Steven Brown Executive
James Michal Executive
Scott B Minerd Executive
Anne Walsh Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Wilshire Blvd., Suite 500
Santa Monica, CA, 90401