Form D · Other Investment Fund

Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd.

Santa Monica, CA · CIK 0001808738

Offering snapshot reported May 15, 2026 · SEC filing

Reported sold
$556M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Apr 1, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$278M$556MApr 16, 2020: $247,033,911.00Apr 16, 2020Aug 25, 2020: $247,033,911.00Aug 24, 2021: $552,033,911.00Aug 23, 2022: $556,033,911.00Aug 22, 2023: $556,033,911.00Apr 15, 2024: $556,033,911.00Apr 11, 2025: $556,033,911.00Oct 14, 2025: $556,033,911.00May 15, 2026: $556,033,911.00May 15, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2026Amendment$556,033,911$0vs Oct 14, 202517SEC filing
Oct 14, 2025Amendment$556,033,911$0vs Apr 11, 202517SEC filing
Apr 11, 2025Amendment$556,033,911$0vs Apr 15, 202417SEC filing
Apr 15, 2024Amendment$556,033,911$0vs Aug 22, 202317SEC filing
Aug 22, 2023Amendment$556,033,911$0vs Aug 23, 202217SEC filing
Aug 23, 2022Amendment$556,033,911$4,000,000vs Aug 24, 202117SEC filing
Aug 24, 2021Amendment$552,033,911$305,000,000vs Aug 25, 202014SEC filing
Aug 25, 2020Amendment$247,033,911$0vs Apr 16, 202012SEC filing
Apr 16, 2020Initial$247,033,911No comparison12SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$123K (estimated)
Finders' fees
$0
Form D file number
021-365154
The estimate includes amounts that may be payable over the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Guggenheim Funds Distributors, LLC39805Guggenheim Funds Distributors, LLC · CRD 39805
ABG, LLC167190ABG, LLC · CRD 167190
Kelson Capital LLC149477Kelson Capital LLC · CRD 149477
Guggenheim Securities, LLC40638Guggenheim Securities, LLC · CRD 40638

Source: Form D, filed May 15, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES OFFSHORE FUND, LTD.

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Jul 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 2122432 · Jul 30, 2026 · Schedule D 7.B.(1), fund 805-1164037658

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Adam Bloch Executive
Steven Brown Executive
Roger H. Hanson Director
Paras Malde Director
B. Scott Minerd Executive
Nicole Ramroop Director
Amber Ramsey Director
Don Seymour Director
Anne Walsh Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Wilshire Boulevard, 5 Th Floor
Santa Monica, CA, 90401