Form D · Other Investment Fund

Guggenheim Partners Opportunistic Investment Grade Securities Fund, Ltd.

Grand Cayman, E9 · CIK 0001457893

Offering snapshot reported Jun 28, 2012 · SEC filing

Reported sold
$69.4M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$25M
Reported outside-investor minimum
First sale
Jun 1, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 28, 2012Initial$69,400,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-180471
The total amount sold and the number of investors disclosed on this Form D reflect only sale to US Investors and do not take redemptions and/or withdrawals into consideration.
Class A Shares. The minimum amount reflected in Item 11 may be reduced in the sole discretion of the Investment Advisor.

Source: Form D, filed Jun 28, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Guggenheim Partners Asset Management, Llc Promoter
Ronan Guilfoyle Director
Roger H. Hanson Director
B. Scott Minerd Director, Promoter
Anne Walsh Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Box 309, Ugland House
Grand Cayman, E9, KY1-1104