Form D · Other Investment Fund

Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd.

Santa Monica, CA · CIK 0001641220

Offering snapshot reported Oct 18, 2019 · SEC filing

Reported sold
$113M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$56.6M$113MSep 10, 2015Oct 23, 2015: $3,250,000.00Oct 21, 2016: $56,125,000.00Oct 21, 2016Oct 20, 2017: $88,525,000.00Oct 20, 2017Oct 19, 2018: $88,650,000.00Oct 19, 2018Oct 18, 2019: $113,150,000.00Oct 18, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$88,650,000 → $113,150,000
  • Reported investors11 → 13

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 18, 2019Amendment$113,150,000$24,500,000vs Oct 19, 201813SEC filing
Oct 19, 2018Amendment$88,650,000$125,000vs Oct 20, 201711SEC filing
Oct 20, 2017Amendment$88,525,000$32,400,000vs Oct 21, 201611SEC filing
Oct 21, 2016Amendment$56,125,000$52,875,000vs Oct 23, 20158SEC filing
Oct 23, 2015Amendment$3,250,000No comparison2SEC filing
Sep 10, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$600K (estimated)
Finders' fees
$0
Form D file number
021-247321
The estimate includes amounts that may be payable over the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Guggenheim Funds Distributors, LLC39805Guggenheim Funds Distributors, LLC · CRD 39805

Source: Form D, filed Oct 18, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew Bloom Executive
Steven Brown Executive
Ronan S. Guilfoyle Director
Roger H. Hanson Director
James Michal Executive
B. Scott Minerd Executive
Don Seymour Director
William Shaw Director
Anne Walsh Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Wilshire Boulevard, 5th Floor
Santa Monica, CA, 90401