Form D · Other Investment Fund
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC
Santa Monica, CA · CIK 0001641219
Offering snapshot reported Sep 11, 2024 · SEC filing
- Reported sold
- $313M Indefinite offering
- Investors reported
- 39 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 1, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 11, 2024 | Amendment | $312,711,046 | $0vs Aug 21, 2024 | 39 | SEC filing |
| Aug 21, 2024 | Amendment | $312,711,046 | $0vs Aug 22, 2023 | 39 | SEC filing |
| Aug 22, 2023 | Amendment | $312,711,046 | $0vs Aug 23, 2022 | 39 | SEC filing |
| Aug 23, 2022 | Amendment | $312,711,046 | $4,500,000vs Aug 24, 2021 | 39 | SEC filing |
| Aug 24, 2021 | Amendment | $308,211,046 | No comparison | Not reported | SEC filing |
| Aug 25, 2020 | Amendment | $306,211,046 | $1,000,000vs Aug 26, 2019 | 35 | SEC filing |
| Aug 26, 2019 | Amendment | $305,211,046 | $67,280,167vs Sep 6, 2018 | 36 | SEC filing |
| Jul 31, 2019 | Initial | $305,211,046 | No comparison | 36 | SEC filing |
| Sep 6, 2018 | Amendment | $237,930,879 | $49,720,879vs Sep 8, 2017 | 29 | SEC filing |
| Sep 8, 2017 | Amendment | $188,210,000 | $54,550,000vs Sep 9, 2016 | 25 | SEC filing |
| Sep 9, 2016 | Amendment | $133,660,000 | $62,710,000vs Sep 10, 2015 | 19 | SEC filing |
| Sep 10, 2015 | Initial | $70,950,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.7M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-247335
The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GUGGENHEIM SECURITIES, LLC | 40638 | GUGGENHEIM SECURITIES, LLC · CRD 40638 |
| Guggenheim Funds Distributors, LLC | 39805 | Guggenheim Funds Distributors, LLC · CRD 39805 |
Source: Form D, filed Sep 11, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Adam Bloch | Executive |
| Steven Brown | Executive |
| James Michal | Executive |
| Scott B. Minerd | Executive |
| Anne Walsh | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Santa Monica, CA, 90401