Form D · Other Investment Fund
Guggenheim Loan Fund, Ltd.
Santa Monica, CA · CIK 0001641541
Offering snapshot reported May 15, 2026 · SEC filing
- Reported sold
- $578M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 1, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 15, 2026 | Amendment | $577,632,213 | $0vs Oct 14, 2025 | 12 | SEC filing |
| Oct 14, 2025 | Amendment | $577,632,213 | $200,000,000vs Apr 24, 2025 | 12 | SEC filing |
| Apr 24, 2025 | Amendment | $377,632,213 | $0vs Mar 14, 2025 | 12 | SEC filing |
| Mar 14, 2025 | Amendment | $377,632,213 | $8,000,000vs Mar 15, 2024 | 12 | SEC filing |
| Mar 15, 2024 | Amendment | $369,632,213 | $0vs Mar 17, 2023 | 12 | SEC filing |
| Mar 17, 2023 | Amendment | $369,632,213 | $5,000,000vs Mar 18, 2022 | 12 | SEC filing |
| Mar 18, 2022 | Amendment | $364,632,213 | $12,000,000vs Aug 24, 2021 | 12 | SEC filing |
| Aug 24, 2021 | Amendment | $352,632,213 | No comparison | Not reported | SEC filing |
| Aug 25, 2020 | Amendment | $352,632,213 | $0vs Sep 5, 2019 | 12 | SEC filing |
| Sep 5, 2019 | Amendment | $352,632,213 | $0vs Sep 6, 2018 | 12 | SEC filing |
| Sep 6, 2018 | Amendment | $352,632,213 | $7,000,000vs Sep 8, 2017 | 12 | SEC filing |
| Sep 8, 2017 | Amendment | $345,632,213 | $103,880,000vs Sep 9, 2016 | 12 | SEC filing |
| Sep 9, 2016 | Amendment | $241,752,213 | $183,023,895vs Sep 10, 2015 | 9 | SEC filing |
| Sep 10, 2015 | Initial | $58,728,318 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $788K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-247323
The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GUGGENHEIM SECURITIES, LLC | 40638 | GUGGENHEIM SECURITIES, LLC · CRD 40638 |
| Guggenheim Funds Distributors, LLC | 39805 | Guggenheim Funds Distributors, LLC · CRD 39805 |
| ABG, LLC | 167190 | ABG, LLC · CRD 167190 |
| Kelson Capital LLC | 149477 | Kelson Capital LLC · CRD 149477 |
Source: Form D, filed May 15, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
GUGGENHEIM LOAN FUND, LTD
Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jul 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2122432 · Jul 30, 2026 · Schedule D 7.B.(1), fund 805-7744859763
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeff Abrams | Executive |
| Matthew S. Bloom | Executive |
| Sherri Fleming | Director |
| Kevin H. Gundersen | Executive |
| Thomas Hauser | Executive |
| Christopher Le Beau | Director |
| Alastair Mc Keever | Executive |
| B. Scott Minerd | Executive |
| William Shaw | Director |
| Kevin Solomon | Director |
| Zachary Warren | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Santa Monica, CA, 90401