Form D · Other Investment Fund

GUGGENHEIM LOAN FUND, LLC

Santa Monica, CA · CIK 0001588382

Offering snapshot reported May 15, 2026 · SEC filing

Reported sold
$475M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$237M$475MSep 11, 2025: $454,931,115.00Sep 11, 2025Oct 14, 2025: $454,931,115.00May 15, 2026: $474,931,115.00May 15, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$454,931,115 → $474,931,115

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2026Amendment$474,931,115$20,000,000vs Oct 14, 202517SEC filing
Oct 14, 2025Amendment$454,931,115$0vs Sep 11, 202517SEC filing
Sep 11, 2025Amendment$454,931,115No comparisonNot reportedSEC filing
Sep 11, 2024Amendment$454,931,115$0vs Aug 21, 202417SEC filing
Aug 21, 2024Amendment$454,931,115$0vs Aug 22, 202317SEC filing
Aug 22, 2023Amendment$454,931,115$0vs Aug 23, 202217SEC filing
Aug 23, 2022Amendment$454,931,115$0vs Aug 24, 202117SEC filing
Aug 24, 2021Amendment$454,931,115$0vs Aug 25, 202017SEC filing
Aug 25, 2020Amendment$454,931,115$0vs Sep 5, 201917SEC filing
Sep 5, 2019Amendment$454,931,115$0vs Sep 6, 201817SEC filing
Sep 6, 2018Amendment$454,931,115$106,950,961vs Sep 8, 201717SEC filing
Sep 8, 2017Amendment$347,980,154$68,951,497vs Sep 9, 201615SEC filing
Sep 9, 2016Amendment$279,028,657$116,340,339vs Sep 10, 201512SEC filing
Sep 10, 2015Amendment$162,688,318$30,000,001vs May 14, 20148SEC filing
May 14, 2014Amendment$132,688,317$68,588,317vs Oct 15, 20135SEC filing
Oct 15, 2013Initial$64,100,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$702K (estimated)
Finders' fees
$0
Form D file number
021-204487
The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
GUGGENHEIM SECURITIES, LLC40638GUGGENHEIM SECURITIES, LLC · CRD 40638
Guggenheim Funds Distributors, LLC39805Guggenheim Funds Distributors, LLC · CRD 39805
ABG, LLC167190ABG, LLC · CRD 167190
Kelson Capital LLC149477Kelson Capital LLC · CRD 149477

Source: Form D, filed May 15, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUGGENHEIM LOAN FUND, LLC

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value
$137M
Beneficial owners
6
ADV minimum commitment
$5M

Reported in Form ADV on Oct 16, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI HEDGE FUND SERVICES NORTH AMERICA, INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No
Marketer GUGGENHEIM FUNDS DISTRIBUTORS, LLC CHICAGO, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GUGGENHEIM FUNDS DISTRIBUTORS, LLC
CRD 39805 · SEC 801-54810

Filing source

Form ADV 950197 · Oct 16, 2015 · Schedule D 7.B.(1), fund 805-4489574813

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeff Abrams Executive
Jeffrey Abrams Executive
Matthew S. Bloom Executive
N/A N/A Guggenheim Partners Investment Management, Llc Promoter
Kevin H. Gundersen Executive
Kevin H. Gunderson Executive
Thomas Hauser Executive
Alastair Mc Keever Executive
B. Scott Minerd Executive
Zachary Warren Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Wilshire Boulevard, Suite 500
Santa Monica, CA, 90401