Form D · Other Investment Fund

Guggenheim Investments Private Debt Fund IV Guardian (U), L.P.

New York, NY · CIK 0002028404

Offering snapshot reported Jul 14, 2025 · SEC filing

Reported sold: $449M
Investors reported: 5
Minimum accepted: $0
First sale: Jul 3, 2025

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$419,010,000 → $449,010,000
Reported investors2 → 5

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 14, 2025	Amendment	$449,010,000	$30,000,000vs Jul 12, 2024	5	SEC filing
Jul 12, 2024	Initial	$419,010,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $10M (estimated)
Finders' fees: $0
Form D file number: 021-518538

The figure disclosed above reflects estimated amounts expected to be paid to placement agent in respect of sales under Regulation D, based on an estimated Total Offering Amount, and includes amounts expected to be paid to an affiliate of Guggenheim.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Guggenheim Funds Distributors, LLC	39805
First Avenue Partners LLP	None
FAP USA, L.P.	145860

Source: Form D, filed Jul 14, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUGGENHEIM INVESTMENTS PRIVATE DEBT FUND IV GUARDIAN (U), L.P.

Investment adviser: GUGGENHEIM CORPORATE FUNDING, LLC

Gross asset value: $379M
Beneficial owners: 7
ADV minimum commitment: $5M

Reported in Form ADV on Aug 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINSTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Marketer FIRST AVENUE NEW YORK, New York, United States Related to adviser: No

Marketer FIRST AVENUE PARTNERS LLP LONDON, United Kingdom Related to adviser: No

Marketer GUGGENHEIM FUNDS DISTRIBUTORS, LLC CHICAGO, Illinois, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
LEI HPFHU0OQ28E4N0NFVK49

FIRST AVENUE
CRD 145860 · SEC 8-67758

GUGGENHEIM FUNDS DISTRIBUTORS, LLC
CRD 39805 · SEC 801-54810

Filing source

Form ADV 2125238 · Aug 21, 2026 · Schedule D 7.B.(1), fund 805-5161306559

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Guggenheim Corporate Funding, Llc	Promoter
N/A Guggenheim Investments Private Debt Fund Iv Gp, Llc	Promoter
Kevin H. Gundersen	Executive
Joseph Mc Curdy	Executive
Alastair Mc Keever	Executive
Daniel M. Montegari	Executive
Russell W. Parks Iii	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

330 Madison Avenue 10th Floor
New York, NY, 10017