Form D · Other Investment Fund

Guggenheim Investments Private Debt Fund IV-B (U), L.P.

New York, NY · CIK 0002047687

Offering snapshot reported Dec 9, 2025 · SEC filing

Reported sold
$285M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 17, 2024
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 2

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 9, 2025Amendment$285,387,849No comparison2SEC filing
Dec 9, 2024InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$10M (estimated)
Finders' fees
$0
Form D file number
021-531490
The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Guggenheim Funds Distributors, LLC39805
First Avenue Partners LLPNone
FAP USA, L.P.145860

Source: Form D, filed Dec 9, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUGGENHEIM INVESTMENTS PRIVATE DEBT FUND IV-B (U), L.P.

Investment adviser: GUGGENHEIM CORPORATE FUNDING, LLC

Gross asset value
$335M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on Aug 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINSTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Marketer FIRST AVENUE NEW YORK, New York, United States Related to adviser: No
Marketer FIRST AVENUE PARTNERS LLP LONDON, United Kingdom Related to adviser: No
Marketer GUGGENHEIM FUNDS DISTRIBUTORS, LLC CHICAGO, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

FIRST AVENUE
CRD 145860 · SEC 8-67758

GUGGENHEIM FUNDS DISTRIBUTORS, LLC
CRD 39805 · SEC 801-54810

Filing source

Form ADV 2125238 · Aug 21, 2026 · Schedule D 7.B.(1), fund 805-9974035902

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Guggenheim Corporate Funding, Llc Promoter
N/A Guggenheim Investments Private Debt Fund Iv Gp, Llc Promoter
Kevin H. Gundersen Executive
Joseph Mc Curdy Executive
Alastair Mc Keever Executive
Daniel M. Montegari Executive
Russell W. Parks Iii Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
330 Madison Avenue, 10 Th Floor
New York, NY, 10017