Form D · Other Investment Fund
Guggenheim Investments Private Debt Fund IV-A, L.P.
New York, NY · CIK 0002022067
Offering snapshot reported Jul 14, 2025 · SEC filing
- Reported sold
- $2.18B Indefinite offering
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 16, 2024 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$469,270,000 → $2,177,560,000
- Reported investors5 → 7
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 14, 2025 | Amendment | $2,177,560,000 | $1,708,290,000vs Jul 12, 2024 | 7 | SEC filing |
| Jul 12, 2024 | Amendment | $469,270,000 | No comparison | 5 | SEC filing |
| May 10, 2024 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $10M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-512985
The figure disclosed above reflects estimated amounts expected to be paid to placement agent in respect of sales under Regulation D, based on an estimated Total Offering Amount, and includes amounts expected to be paid to an affiliate of Guggenheim.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Guggenheim Funds Distributors, LLC | 39805 | |
| First Avenue Partners LLP | None | |
| FAP USA, L.P. | 145860 |
Source: Form D, filed Jul 14, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Guggenheim Corporate Funding, Llc | Promoter |
| N/A Guggenheim Investments Private Debt Fund Iv Gp, Llc | Promoter |
| Kevin H. Gundersen | Executive |
| Joseph Mc Curdy | Executive |
| Alastair Mc Keever | Executive |
| Daniel M. Montegari | Executive |
| Russell W. Parks Iii | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017