Form D · Other Investment Fund
Guggenheim High-Yield Fund, Ltd.
Santa Monica, CA · CIK 0001661390
Offering snapshot reported Mar 15, 2024 · SEC filing
- Reported sold
- $16.6M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 1, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 15, 2024 | Amendment | $16,601,774 | $0vs Mar 17, 2023 | 1 | SEC filing |
| Mar 17, 2023 | Amendment | $16,601,774 | $0vs Mar 18, 2022 | 1 | SEC filing |
| Mar 18, 2022 | Amendment | $16,601,774 | $0vs Oct 15, 2021 | 1 | SEC filing |
| Oct 15, 2021 | Amendment | $16,601,774 | $0vs Oct 16, 2020 | 1 | SEC filing |
| Oct 16, 2020 | Amendment | $16,601,774 | $0vs Oct 18, 2019 | 1 | SEC filing |
| Oct 18, 2019 | Amendment | $16,601,774 | $0vs Oct 19, 2018 | 1 | SEC filing |
| Oct 19, 2018 | Amendment | $16,601,774 | $18,847vs Oct 20, 2017 | 1 | SEC filing |
| Oct 20, 2017 | Amendment | $16,582,927 | $0vs Oct 21, 2016 | 1 | SEC filing |
| Oct 21, 2016 | Amendment | $16,582,927 | -$90,458vs Dec 23, 2015 | 1 | SEC filing |
| Dec 23, 2015 | Initial | $16,673,385 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $37.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-253730
The estimate includes amounts that may be payable over the next 12 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Guggenheim Funds Distributors, LLC | 39805 | Guggenheim Funds Distributors, LLC · CRD 39805 |
Source: Form D, filed Mar 15, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeff Abrams | Executive |
| Matthew S. Bloom | Executive |
| Rich De Wet | Executive |
| Sherri Fleming | Director |
| Kevin H. Gundersen | Executive |
| Thomas Hauser | Executive |
| Christopher Le Beau | Director |
| Alastair M. Mc Keever | Executive |
| B. Scott Minerd | Executive |
| William Shaw | Director |
| Kevin Solomon | Director |
| Zachary Warren | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Santa Monica, CA, 90401