Form D · Other Investment Fund

GUGGENHEIM HIGH-YIELD FUND, LLC

Santa Monica, CA · CIK 0001588407

Offering snapshot reported May 15, 2026 · SEC filing

Reported sold
$268M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$134M$268MOct 3, 2013: $25,075,000.00Oct 3, 2013Oct 23, 2015: $79,875,000.00Oct 21, 2016: $217,760,836.00Oct 20, 2017: $267,760,836.00Oct 19, 2018: $267,760,836.00Oct 18, 2019: $267,760,836.00Oct 16, 2020: $267,760,836.00Oct 15, 2021: $267,760,836.00Oct 14, 2022: $267,760,836.00Oct 13, 2023: $267,760,836.00Oct 11, 2024: $267,760,836.00Oct 14, 2025: $267,760,836.00May 15, 2026: $267,760,836.00May 15, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2026Amendment$267,760,836$0vs Oct 14, 202511SEC filing
Oct 14, 2025Amendment$267,760,836$0vs Oct 11, 202411SEC filing
Oct 11, 2024Amendment$267,760,836$0vs Oct 13, 202311SEC filing
Oct 13, 2023Amendment$267,760,836$0vs Oct 14, 202211SEC filing
Oct 14, 2022Amendment$267,760,836$0vs Oct 15, 202111SEC filing
Oct 15, 2021Amendment$267,760,836$0vs Oct 16, 202011SEC filing
Oct 16, 2020Amendment$267,760,836$0vs Oct 18, 201911SEC filing
Oct 18, 2019Amendment$267,760,836$0vs Oct 19, 201811SEC filing
Oct 19, 2018Amendment$267,760,836$0vs Oct 20, 201711SEC filing
Oct 20, 2017Amendment$267,760,836$50,000,000vs Oct 21, 201611SEC filing
Oct 21, 2016Amendment$217,760,836$137,885,836vs Oct 23, 201510SEC filing
Oct 23, 2015Amendment$79,875,000$54,800,000vs Oct 3, 20133SEC filing
Oct 3, 2013Initial$25,075,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$252K (estimated)
Finders' fees
$0
Form D file number
021-203969
The estimate includes amounts that may be payable over the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Guggenheim Securities, LLC40638Guggenheim Securities, LLC · CRD 40638
Guggenheim Funds Distributors, LLC39805Guggenheim Funds Distributors, LLC · CRD 39805
ABG, LLC167190ABG, LLC · CRD 167190
Kelson Capital LLC149477Kelson Capital LLC · CRD 149477

Source: Form D, filed May 15, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUGGENHEIM HIGH-YIELD FUND, LLC

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value
$71.8M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on Jul 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No
Marketer ABG, LLC NEW YORK, New York, United States Related to adviser: No
Marketer GUGGENHEIM FUNDS DISTRIBUTORS, LLC CHICAGO, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
LEI HPFHU0OQ28E4N0NFVK49

ABG, LLC
CRD 167190 · SEC 8-69247

GUGGENHEIM FUNDS DISTRIBUTORS, LLC
CRD 39805 · SEC 801-54810

Filing source

Form ADV 2122432 · Jul 30, 2026 · Schedule D 7.B.(1), fund 805-2938254039

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey Abrams Executive
Jeff Abrams Executive
Matthew S. Bloom Executive
Rich De Wet Executive
Guggenheim Partners Investment Management, Llc Promoter
Kevin H. Gundersen Executive
Kevin H. Gunderson Executive
Thomas Hauser Executive
Christopher Le Beau Director
Alastair M. Mckeever Executive
Alastair M. Mc Keever Executive
B. Scott Minerd Executive
William Shaw Director
Zachary Warren Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Wilshire Boulevard, Suite 500
Santa Monica, CA, 90401