Form D · Hedge Fund
GUGGENHEIM ENERGY OPPORTUNITIES FUND LP
Chicago, IL · CIK 0001443643
Offering snapshot reported Aug 16, 2013 · SEC filing
- Reported sold
- $175M Indefinite offering
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jun 5, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 16, 2013 | Amendment | $175,014,092 | $0vs Aug 16, 2012 | 18 | SEC filing |
| Aug 16, 2012 | Amendment | $175,014,092 | $3,564,092vs Mar 15, 2012 | 18 | SEC filing |
| Mar 15, 2012 | Amendment | $171,450,000 | $10,725,000vs Mar 15, 2011 | 16 | SEC filing |
| Mar 15, 2011 | Amendment | $160,725,000 | -$5,000vs Mar 12, 2010 | 14 | SEC filing |
| Mar 12, 2010 | Amendment | $160,730,000 | -$10,720,000vs Mar 16, 2009 | 14 | SEC filing |
| Mar 16, 2009 | Amendment | $171,450,000 | No comparison | Not reported | SEC filing |
| Aug 19, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-121731
The Manager pays a certain percentage of the aggregate principal amount of Interests sold to the placement agent - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Credit Suisse Securities (USA) LLC | 816 |
Source: Form D, filed Aug 16, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
GUGGENHEIM ENERGY OPPORTUNITIES FUND L.P.
Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
- Gross asset value
- $41.3M
- Beneficial owners
- 15
- ADV minimum commitment
- $5M
Reported in Form ADV on Jul 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
KPMG LLP
PCAOB 185
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
LEI HPFHU0OQ28E4N0NFVK49
Filing source
Form ADV 2122432 · Jul 30, 2026 · Schedule D 7.B.(1), fund 805-3525798916
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jason M. Anthony | Executive |
| Jeffrey M. Bartlett | Executive |
| Todd L. Boehly | Executive |
| Michael P. Damaso | Executive |
| Craig A. Fox | Executive |
| N/A Guggenheim Energy, Llc | Promoter |
| N/A Guggenheim Investment Management, Llc | Promoter |
| N/A Guggenheim Partners Investment Management, Llc | Promoter |
| Timothy H. Murray | Executive |
| Stephen D. Sautel | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606