Form D · Private Equity Fund

Guggenheim Corporate Opportunity Fund, L.P.

New York, NY · CIK 0001718561

Offering snapshot reported Oct 6, 2017 · SEC filing

Reported sold
$200M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Sep 21, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 6, 2017Initial$200,000,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$9.92M (estimated)
Finders' fees
$0
Form D file number
021-296152
Amount represents estimated commissions on total sales over time for the combined total offerings by the issuer and an affiliated fund issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Guggenheim Funds Distributors, LLC39805Guggenheim Funds Distributors, LLC · CRD 39805

Source: Form D, filed Oct 6, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUGGENHEIM CORPORATE OPPORTUNITY FUND, L.P.

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value
$205M
Beneficial owners
4
ADV minimum commitment
$5M

Reported in Form ADV on Nov 14, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Marketer GUGGENHEIM FUNDS DISTRIBUTORS, LLC CHICAGO, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

GUGGENHEIM FUNDS DISTRIBUTORS, LLC
CRD 39805 · SEC 801-54810

Filing source

Form ADV 1251777 · Nov 14, 2018 · Schedule D 7.B.(1), fund 805-2448771510

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew S. Bloom Executive
Christopher Boyle Executive
Kevin H Gundersen Executive
Thomas J Hauser Executive
Alastair M Mc Keever Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
330 Madison Avenue, 10th Floor
New York, NY, 10017