Form D · Hedge Fund

Guggenheim Concinnity Capital Stewardship Fund, LLC

Santa Monica, CA · CIK 0001590148

Offering snapshot reported Oct 28, 2013 · SEC filing

Reported sold
$10M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Oct 11, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 28, 2013Initial$10,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-205343
Minimum investment amount may be waived

Source: Form D, filed Oct 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUGGENHEIM CONCINNITY CAPITAL STEWARDSHIP FUND, LLC

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$5M

Reported in Form ADV on Jun 2, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI HEDGE FUND SERVICES NORTH AMERICA JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG CHICAGO, Illinois, United States
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1019199 · Jun 2, 2016 · Schedule D 7.B.(1), fund 805-8929154057

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Gpim Holdings Vi, Llc Executive
N/A Guggenheim Partners Investment Management, Llc Executive
William Hagner Executive
Scott Minerd Executive
Patrick Mitchell Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Wilshire Blvd. Suite 500
Santa Monica, CA, 90401