Form D · Other Technology
GUAVUS INC
San Mateo, CA · CIK 0001431984
Offering snapshot reported Jun 26, 2015 · SEC filing
- Reported sold
- $50.9M Offering amount: $59.8M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 10, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 26, 2015 | Initial | $50,876,166 | No comparison | 15 | SEC filing |
| Jun 10, 2013 | Initial | $1,512,816 | No comparison | 1 | SEC filing |
| Apr 22, 2013 | Amendment | $38,999,993 | $8,999,998vs Jan 10, 2013 | 9 | SEC filing |
| Jan 25, 2013 | Initial | $8,499,999 | No comparison | 1 | SEC filing |
| Jan 10, 2013 | Initial | $29,999,995 | No comparison | 6 | SEC filing |
| Jul 10, 2012 | Initial | $14,999,998 | No comparison | 3 | SEC filing |
| Sep 14, 2011 | Initial | $25,000,001 | No comparison | 6 | SEC filing |
| Feb 8, 2011 | Initial | $3,000,000 | No comparison | 4 | SEC filing |
| Apr 7, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-242576
Series E Preferred Stock and Common Stock issuable upon conversion of the Series E Pref.Stock;this amount includes $20,876,164.39 of principal and interest on certain promissory notes and a prior Form D was filed with respect to the notes converted.
Source: Form D, filed Jun 26, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew Fligel | Director |
| Albert Kim | Director |
| Michael La Joie | Director |
| Anukool Lakhina | Director, Executive |
| Rajesh Mashruwala | Director |
| Amit Parikh | Executive |
| Amit Shah | Director |
| Jose Suarez | Director |
| Dharmesh Thakker | Director |
| Brian Wilcove | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1820 Gateway Drive Suite 250
San Mateo, CA, 94404
San Mateo, CA, 94404