Form D · Private Equity Fund
Guardian Capital Partners Fund III, L.P.
Wayne, PA · CIK 0001770661
Offering snapshot reported Jul 9, 2020 · SEC filing
- Reported sold
- $275M Indefinite offering
- Investors reported
- 83 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 23, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$213,000,000 → $275,000,000
- Reported investors71 → 83
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 9, 2020 | Amendment | $275,000,000 | $62,000,000vs Mar 6, 2020 | 83 | SEC filing |
| Mar 6, 2020 | Amendment | $213,000,000 | No comparison | 71 | SEC filing |
| Mar 14, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $532K
- Finders' fees
- $0
- Form D file number
- Not reported
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Shannon Advisors LLC | 150305 |
Source: Form D, filed Jul 9, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Scott D. Evans | Executive |
| N/A Guardian Capital Partners Fund Iii Gp, L.P. | Executive |
| N/A Guardian Capital Partners Investment Management, L.P. | Promoter |
| Peter H. Haabestad | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
724 West Lancaster Avenue Suite 120
Wayne, PA, 19087
Wayne, PA, 19087