Form D · Other Technology
Guardian 8 Holdings
Scottsdale, AZ · CIK 0001429592
Offering snapshot reported Jun 8, 2015 · SEC filing
- Reported sold
- $625K Offering amount: $5M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jun 2, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 8, 2015 | Initial | $625,000 | No comparison | 9 | SEC filing |
| Jun 2, 2014 | Amendment | $7,000,000 | $1,750,000vs May 29, 2014 | 26 | SEC filing |
| May 29, 2014 | Initial | $5,250,000 | No comparison | 10 | SEC filing |
| Jun 18, 2013 | Amendment | $800,000 | $500,000vs Mar 21, 2013 | 10 | SEC filing |
| Mar 21, 2013 | Initial | $300,000 | No comparison | 3 | SEC filing |
| Feb 8, 2013 | Initial | $569,500 | No comparison | 14 | SEC filing |
| Sep 14, 2012 | Initial | $65,000 | No comparison | 2 | SEC filing |
| Oct 16, 2008 | Initial | $170,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $37.2K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-241299
Convertible Debentures issued with Class C warrants
In addition, warrants to purchase 4% of the shares of Common Stock underlying the debentures sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merriman Capital, Inc. | 18296 | Merriman Capital, Inc. · CRD 18296 |
| Freedom Investors Corp | 23714 | Freedom Investors Corp · CRD 23714 |
Source: Form D, filed Jun 8, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Clough | Director |
| Charles Stephen Cochennet | Director, Executive |
| Steve Cochennet | Director, Executive |
| Kyle Edwards | Director |
| Kathleen Hanrahan | Director, Executive |
| Paul Hughes | Executive |
| Corey Lambrecht | Director |
| James G. Miller | Director |
| Loren Moll | Director |
| Jim Nolton | Director |
| Jose Rojas | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
7432 E. Tierra Buena Lane Suite 102
Scottsdale, AZ, 85260
Scottsdale, AZ, 85260