Form D · Other
Guardforce AI Co., Ltd.
Singapore, U0 · CIK 0001804469
Offering snapshot reported Nov 4, 2022 · SEC filing
- Reported sold
- $1.71M Offering amount: $1.71M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 25, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 4, 2022 | Initial | $1,707,500 | No comparison | 1 | SEC filing |
| Jul 15, 2022 | Initial | $1,230,000 | No comparison | 8 | SEC filing |
| Jan 31, 2022 | Initial | $10,300,000 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $110K
- Finders' fees
- $0
- Form D file number
- 021-463911
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BENCHMARK INVESTMENTS, LLC | 103792 |
Source: Form D, filed Nov 4, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Fletcher | Director |
| Lin Jia | Executive |
| Kee Yun Kwan | Executive |
| Mingchang Liu | Executive |
| Yu Heng Ma | Executive |
| Chung Chi Ng | Executive |
| Donald Duane Pangburn | Director |
| David Ian Viccars | Director |
| Lei Wang | Director, Executive |
| Terence Wing Khai Yap | Director |
Issuer details
Industry: Other (See others in industry)
Address:
10 Anson Road #28 01 International Plaza
Singapore, U0, 079903
Singapore, U0, 079903