Form D · Commercial Banking
GUARANTY FEDERAL BANCSHARES INC
Springfield, MO · CIK 0001046203
Offering snapshot reported Aug 12, 2020 · SEC filing
- Reported sold
- $20M Offering amount: $20M
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jul 29, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 12, 2020 | Initial | $20,000,000 | No comparison | 30 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $400K
- Finders' fees
- $0
- Form D file number
- 021-373059
0
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| n/a | None | Performance Trust Capital Partners, LLC · CRD 36155 |
Source: Form D, filed Aug 12, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James R Batten | Director |
| Sheri Biser | Executive |
| Shaun A Burke | Director, Executive |
| John F Griesemer | Director |
| Kurt D Hellweg | Director |
| Greg A Horton | Director |
| David T Moore | Director |
| Carter M Peters | Executive |
| Robin E Robeson | Executive |
| Tim Rosenbury | Director |
| Tony Scavuzzo | Director |
| James L Sivils | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
2144 E. Republic Rd. Suite F200
Springfield, MO, 65804
Springfield, MO, 65804