Form D · Other
GTO Resources Inc.
Vancouver, A1 · CIK 0001470945
Offering snapshot reported Aug 26, 2009 · SEC filing
- Reported sold
- $31.1M Offering amount: $31.1M
- Investors reported
- 278 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 11, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 26, 2009 | Initial | $31,135,297 | No comparison | 278 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $1.87M
- Finders' fees
- $0
- Form D file number
- 021-133932
In addition to $!,868,118 cash, agents received 678,874 warrants to purchase common stock at $3.00 per share for 2 years following completion of the business combination.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cormark Securities | None | Global Resource Investments Ltd. · CRD 35878 |
| Raymond James Ltd. | None | Global Resource Investments Ltd. · CRD 35878 |
| Ambrian Partners Limited | None | Global Resource Ltd. · CRD 35878 |
| Canaccord Capital Corporation | None | Global Resource Investments Ltd. · CRD 35878 |
| Dundee Securities Corporation | None | Global Resource Investments Ltd. · CRD 35878 |
| Wellington West Capital Markets | None | Global Resource Investments Ltd. · CRD 35878 |
| Global Resource Investments Ltd. | 35878 |
Source: Form D, filed Aug 26, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Donn Burchill | Director |
| James S. Kermeen | Director |
| Sandra Lee | Executive |
| K. Peter Miller | Executive |
| Eugene Sekora | Director |
| A. Murray Sinclair | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
550 Burrard Street, Suite 1028
Vancouver, A1, V6C 2B5
Vancouver, A1, V6C 2B5