Form D · Venture Capital Fund

GSV VENTURES I LLC, SERIES J-3

Chicago, IL · CIK 0001650497

Offering snapshot reported Nov 13, 2015 · SEC filing

Reported sold
$16.3M
Offering amount: $100M
Investors reported
1
Form D · investor count
Minimum accepted
$1.25M
Reported outside-investor minimum
First sale
Jul 31, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.15M$16.3MAug 10, 2015: $5,779,064.00Aug 10, 2015Aug 12, 2015: $8,949,945.00Aug 28, 2015: $13,905,438.00Aug 28, 2015Oct 30, 2015: $15,613,085.00Nov 13, 2015: $16,300,503.00Nov 13, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$15,613,085 → $16,300,503

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 13, 2015Amendment$16,300,503$687,418vs Oct 30, 20151SEC filing
Oct 30, 2015Amendment$15,613,085$1,707,647vs Aug 28, 20151SEC filing
Aug 28, 2015Amendment$13,905,438$4,955,493vs Aug 12, 20151SEC filing
Aug 12, 2015Amendment$8,949,945$3,170,881vs Aug 10, 20151SEC filing
Aug 10, 2015Initial$5,779,064No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$634K
Finders' fees
$0
Form D file number
021-245439

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Harbor Light Securities LLC130227

Source: Form D, filed Nov 13, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GSV VENTURES I LLC, SERIES J-3

Investment adviser: G SQUARED EQUITY LLC

Gross asset value
$16.5M
Beneficial owners
1
ADV minimum commitment
$100K

Reported in Form ADV on Jul 2, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

Filing source

Form ADV 1332403 · Jul 2, 2019 · Schedule D 7.B.(1), fund 805-3003512348

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Larry Aschebrook Executive
Thomas B. Raterman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
205 N. Michigan Avenue, Suite 3770
Chicago, IL, 60601