Form D · Private Equity Fund

GSO Mezzanine Finance Trust - A

New York, NY · CIK 0001536438

Offering snapshot reported Feb 6, 2012 · SEC filing

Reported sold
$210M
Offering amount: $210M
Investors reported
343
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 29, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$105M$210MDec 6, 2011: $201,410,000.00Dec 6, 2011Feb 6, 2012: $210,110,000.00Feb 6, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$201,410,000 → $210,110,000
  • Reported investors335 → 343

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 6, 2012Amendment$210,110,000$8,700,000vs Dec 6, 2011343SEC filing
Dec 6, 2011Initial$201,410,000No comparison335SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-169696
The entity listed in Item 12 is not paid by the issuer. It receives commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly from such investor.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Feb 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sheldon Chang Director
Justin Ferri Director
Deann Morgan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4 World Financial Center 250 Vesey St, 10 Th Floor
New York, NY, 10080