Form D · Private Equity Fund

GSO Mezzanine Finance Trust

New York, NY · CIK 0001536437

Offering snapshot reported Feb 6, 2012 · SEC filing

Reported sold: $234M
Investors reported: 398
Minimum accepted: $0
First sale: Nov 29, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$229,275,000 → $233,525,000
Reported investors393 → 398

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 6, 2012	Amendment	$233,525,000	$4,250,000vs Dec 6, 2011	398	SEC filing
Dec 6, 2011	Initial	$229,275,000	No comparison	393	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-169695

The entity listed in Item 12 is not paid by the issuer. It receives commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly from such investor.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated	7691

Source: Form D, filed Feb 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
GSO Mezzanine Finance Trust (this fund)	Feb 6, 2012	$233,525,000	398
GSO Mezzanine Finance Trust II	Sep 23, 2016	$231,026,000	327

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Costabile	Director
Justin Ferri	Director
Paul Harris	Director
Deann Morgan	Director
Colleen Rusch	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4 World Financial Center 250 Vesey St, 10 Th Floor
New York, NY, 10080