Form D · Private Equity Fund

GSO Credit Alpha Annex Trust

New York, NY · CIK 0001678869

Offering snapshot reported Jul 7, 2016 · SEC filing

Reported sold
$171M
Indefinite offering
Investors reported
473
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 22, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 7, 2016Initial$170,865,000No comparison473SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$4.27M
Finders' fees
$0
Form D file number
021-266511
Estimated maximum aggregate sales commission to be paid to the placement agent. The sales commission is a one-time fee for each subscription equal to up to 2.50% of the subscription amount and will be added to such subscription amount.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Jul 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Asterion Fund Services L.L.C. Executive
Nancy Fahmy Executive
Scott Huff Executive
Barbara E. Kocsis Executive
John V. Leale Executive
N/A Maples Fiduciary Services (Delaware) Inc. ("Mfsd Inc.") Executive
Jeff Mc Goey Executive
N/A Merrill Lynch Alternative Investments Llc ("Mlai") Executive
Leslie Ross Executive
Devesh Saksena Executive
Edward L. Truitt, Jr. Executive
Brian Woldow Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
250 Vesey Street, 11th Floor
New York, NY, 10080