Form D · Private Equity Fund

GSO Credit Alpha Annex Fund LP

New York, NY · CIK 0001672200

Offering snapshot reported Apr 18, 2016 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 18, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $2.2M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-261543

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
None	None	Merrill Lynch, Pierce, Fenner & Smith Incorporated · CRD 7691

Source: Form D, filed Apr 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GSO CREDIT ALPHA ANNEX FUND LP

Investment adviser: BLACKSTONE ALTERNATIVE CREDIT ADVISORS LP

Gross asset value: $0
Beneficial owners: 40
ADV minimum commitment: $10M

Reported in Form ADV on Jan 11, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN SECURITIES LLC
SEC 8-35008

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1261471 · Jan 11, 2019 · Schedule D 7.B.(1), fund 805-3929071394

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Marisa Beeney	Executive
Michael Chae	Executive
George Fan	Executive
John G. Finley	Executive
Bennett J. Goodman	Executive
N/A Gso Capital Partners Lp	Promoter
N/A Gso Credit Alpha Annex Associates Llc	Promoter
J. Tomilson Hill	Executive
Hamilton E. James	Executive
Doris Lee Silvestri	Executive
Stephen A. Schwarzman	Executive
Tripp Smith	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

345 Park Avenue
New York, NY, 10154