Form D · Hedge Fund

GS&A Short Term Bond Fund

Toronto, A6 · CIK 0001570264

Offering snapshot reported Apr 24, 2023 · SEC filing

Reported sold
$90.9M
Indefinite offering
Investors reported
134
Form D · investor count
Minimum accepted
$19.8K
Reported outside-investor minimum
First sale
Jun 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$45.5M$90.9MApr 15, 2020: $18,100,771.00Apr 15, 2020Apr 7, 2021: $90,285,215.00Apr 7, 2021Apr 6, 2022: $90,908,004.00Apr 6, 2022Apr 6, 2023: $90,926,793.00Apr 24, 2023: $90,926,793.00Apr 24, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 24, 2023Amendment$90,926,793$0vs Apr 6, 2023134SEC filing
Apr 6, 2023Amendment$90,926,793$18,789vs Apr 6, 2022134SEC filing
Apr 6, 2022Amendment$90,908,004$622,789vs Apr 7, 2021134SEC filing
Apr 7, 2021Amendment$90,285,215$72,184,444vs Apr 15, 2020132SEC filing
Apr 15, 2020Initial$18,100,771No comparison40SEC filing
Apr 16, 2019Amendment$17,970,000$10,882,000vs Apr 18, 201827SEC filing
Apr 18, 2018Amendment$7,088,000$2,064,000vs Apr 18, 201714SEC filing
Apr 18, 2018Amendment$7,088,000$0vs Apr 18, 201814SEC filing
Apr 18, 2017Amendment$5,024,000$2,925,000vs Apr 18, 201615SEC filing
Apr 18, 2016Amendment$2,099,000-$2,837,000vs Apr 24, 20159SEC filing
Apr 24, 2015Amendment$4,936,000$1,147,000vs Apr 25, 201423SEC filing
Apr 25, 2014Initial$3,789,000No comparison17SEC filing
Apr 3, 2013Initial$10,860,404No comparison23SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-365077

Source: Form D, filed Apr 24, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GS+A SHORT TERM BOND FUND (FORMERLY GS+A ENHANCED BOND FUND)

Investment adviser: ONEX CANADA ASSET MANAGEMENT INC.

Gross asset value
$64M
Beneficial owners
118
ADV minimum commitment
$19.8K

Reported in Form ADV on Dec 21, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLC TORONTO, Canada
Custodian BANK OF NOVA SCOTIA TORONTO, ONTARIO, Canada Related to adviser: No
Custodian BMO NESBITT BURNS TORONTO, ONTARIO, Canada Related to adviser: No
Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No
Custodian CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada Related to adviser: No
Custodian TD SECURITIES INC. TORONTO, ONTARIO, Canada Related to adviser: No
Prime broker BANK OF NOVA SCOTIA TORONTO, ONTARIO, Canada
Prime broker BMO NESBITT BURNS TORONTO, ONTARIO, Canada
Prime broker BNP PARIBAS NEW YORK, New York, United States
Prime broker CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada
Prime broker TD SECURITIES INC. TORONTO, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLC
PCAOB 271

Filing source

Form ADV 1805634 · Dec 21, 2023 · Schedule D 7.B.(1), fund 805-1945759819

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Amy J Aubin Executive
Jim Bantis Executive
Paul Beeston Director
Donald Carty Director
Virginia Ann Davis Director
Jeremy Freedman Director, Executive
Ira Gluskin Director, Executive
N/A Gluskin Sheff + Associates Inc. Promoter
Wilfred Gobert Director
Stephen Halperin Director
Jeannine Li Chong Executive
Nancy Lockhart Director
Thomas Mac Millan Director, Executive
Peter M Mann Executive
Jeffrey Moody Director, Executive
David Morris Executive
Lindsay Quinn Executive
David A Rosenberg Executive
Gerald Sheff Director, Executive
Antony Solomon Executive
Herbert Solway Director
Pierre Andre Themens Director
Pamela Wallin Director
William Webb Executive
Robert S Weiss Director
John Anthony Woodward Executive
Peter Zaltz Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
130 Adelaide Street W Suite 200
Toronto, A6, M5H 0A1