Form D · Hedge Fund

GS&A Income Long/Short Trust

Toronto, A6 · CIK 0001570099

Offering snapshot reported Apr 18, 2017 · SEC filing

Reported sold: $1.03M
Investors reported: 5
Minimum accepted: $18.8K
First sale: Jan 31, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$42,059,000 → $1,030,000
Reported investors71 → 5
Minimum accepted$19,250 → $18,800

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 18, 2017	Amendment	$1,030,000	-$41,029,000vs Apr 18, 2016	5	SEC filing
Apr 18, 2016	Amendment	$42,059,000	$17,955,000vs Apr 24, 2015	71	SEC filing
Apr 24, 2015	Amendment	$24,104,000	-$11,660,000vs Apr 28, 2014	77	SEC filing
Apr 28, 2014	Initial	$35,764,000	No comparison	80	SEC filing
Apr 25, 2014	Initial	$35,765,000	No comparison	80	SEC filing
Apr 3, 2013	Initial	$16,023,279	No comparison	44	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-216365

Source: Form D, filed Apr 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GS+A INCOME LONG/SHORT TRUST

Investment adviser: ONEX CANADA ASSET MANAGEMENT INC.

Gross asset value: $142M
Beneficial owners: 773
ADV minimum commitment: $19.4K

Reported in Form ADV on Aug 25, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CIBC MELON GLOBAL SECURITIES SERVICES COMPANY TORONTO, ONTARIO, Canada Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLC TORONTO, Canada

Custodian RBC INVESTOR & TREASURY SERVICES TORONTO, Canada Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1136482 · Aug 25, 2017 · Schedule D 7.B.(1), fund 805-2700073889

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Amy A Aubin	Executive
Jim Bantis	Executive
Paul Beeston	Director
Donald Carty	Director
Virginia Ann Davis	Director, Executive
Jeremy Freedman	Director, Executive
Ira Gluskin	Director, Executive
Wilfred Gobert	Director
Stephen Halperin	Director
Jeannine Li Chong	Executive
Nancy Lockhart	Director
Thomas Mac Millan	Director
Peter M Mann	Executive
Jeffrey Moody	Executive
David Morris	Executive
Lindsay Quinn	Executive
David A Rosenberg	Executive
Gerald Sheff	Director, Executive
Antony Solomon	Executive
Herbert Solway	Director
Pierre Andre Themens	Director
Pamela Wallin	Director
William Webb	Executive
Robert S Weiss	Director
John Anthony Woodward	Executive
Peter Zaltz	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Bay Adelaide Centre,333 Bay Street Suite 5100
Toronto, A6, M5H 2R2