Form D · Hedge Fund
GS&A Credit Arbitrage Fund
Toronto, A6 · CIK 0001570266
Offering snapshot reported Apr 16, 2019 · SEC filing
- Reported sold
- $1.13M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $18.7K Reported outside-investor minimum
- First sale
- Jun 30, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$907,000 → $1,129,000
- Reported investors6 → 9
- Minimum accepted$19,400 → $18,700
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 16, 2019 | Amendment | $1,129,000 | $222,000vs Apr 18, 2018 | 9 | SEC filing |
| Apr 18, 2018 | Amendment | $907,000 | -$3,860,000vs Apr 18, 2017 | 6 | SEC filing |
| Apr 18, 2017 | Amendment | $4,767,000 | -$393,000vs Apr 18, 2016 | 12 | SEC filing |
| Apr 18, 2016 | Amendment | $5,160,000 | -$4,334,307vs Apr 24, 2015 | 16 | SEC filing |
| Apr 24, 2015 | Amendment | $9,494,307 | -$9,396,693vs Apr 28, 2014 | 42 | SEC filing |
| Apr 28, 2014 | Initial | $18,891,000 | No comparison | 62 | SEC filing |
| Apr 25, 2014 | Initial | $20,880,000 | No comparison | 58 | SEC filing |
| Apr 3, 2013 | Amendment | $13,799,238 | $0vs Apr 3, 2013 | 40 | SEC filing |
| Apr 3, 2013 | Initial | $13,799,238 | No comparison | 40 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-216355
Source: Form D, filed Apr 16, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
GS+A CREDIT ARBITRAGE FUND
Investment adviser: ONEX CANADA ASSET MANAGEMENT INC.
- Gross asset value
- $26.2M
- Beneficial owners
- 91
- ADV minimum commitment
- $19K
Reported in Form ADV on Sep 30, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLC
PCAOB 271
Filing source
Form ADV 1348316 · Sep 30, 2019 · Schedule D 7.B.(1), fund 805-7698647641
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Amy J Aubin | Executive |
| Jim Bantis | Executive |
| Paul Beeston | Director |
| Donald Carty | Director |
| Virginia Ann Davis | Director |
| Jeremy Freedman | Director, Executive |
| Ira Gluskin | Director, Executive |
| N/A Gluskin Sheff + Associates Inc. | Promoter |
| Wilfred Gobert | Director |
| Stephen Halperin | Director |
| Jeannine Li Chong | Executive |
| Nancy Lockhart | Director |
| Thomas Mac Millan | Director, Executive |
| Peter M Mann | Executive |
| Jeffrey Moody | Director, Executive |
| David Morris | Executive |
| Lindsay Quinn | Executive |
| David A Rosenberg | Executive |
| Gerald Sheff | Director, Executive |
| Antony Solomon | Executive |
| Herbert Solway | Director |
| Pierre Andre Themens | Director |
| Pamela Wallin | Director |
| William Webb | Executive |
| Robert S Weiss | Director |
| John Anthony Woodward | Executive |
| Peter Zaltz | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Toronto, A6, M5H 2R2