Form D · Other Investment Fund

GS&A North American All-Cap Fund

Toronto, A6 · CIK 0001570113

Offering snapshot reported Apr 6, 2022 · SEC filing

Reported sold
$23.8M
Indefinite offering
Investors reported
64
Form D · investor count
Minimum accepted
$19.8K
Reported outside-investor minimum
First sale
Jun 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.9M$23.8MApr 7, 2021: $23,656,873.00Apr 7, 2021Apr 6, 2022: $23,789,403.00Apr 6, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$23,656,873 → $23,789,403

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 6, 2022Amendment$23,789,403$132,530vs Apr 7, 202164SEC filing
Apr 7, 2021Amendment$23,656,873No comparisonNot reportedSEC filing
Apr 16, 2020Initial$3,830,406No comparison12SEC filing
Apr 17, 2019Amendment$4,344,000$0vs Apr 16, 201918SEC filing
Apr 16, 2019Amendment$4,344,000-$107,000vs Apr 18, 201818SEC filing
Apr 18, 2018Amendment$4,451,000-$1,626,000vs Apr 18, 201719SEC filing
Apr 18, 2017Amendment$17,439,288$11,959,288vs Apr 18, 201624SEC filing
Apr 18, 2017Amendment$6,077,000-$11,362,288vs Apr 18, 201724SEC filing
Apr 18, 2016Amendment$5,480,000-$2,008,000vs Apr 24, 201523SEC filing
Apr 24, 2015Amendment$7,488,000$0vs Apr 24, 201532SEC filing
Apr 24, 2015Amendment$7,488,000-$3,667,000vs Apr 28, 201432SEC filing
Apr 28, 2014Initial$11,155,000No comparison48SEC filing
Apr 5, 2013Initial$1,205,533No comparison13SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-365094

Source: Form D, filed Apr 6, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GS+A NORTH AMERICAN ALL-CAP FUND

Investment adviser: ONEX CANADA ASSET MANAGEMENT INC.

Gross asset value
$26.1M
Beneficial owners
110
ADV minimum commitment
$19.8K

Reported in Form ADV on Jul 21, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP HARRISON, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLC TORONTO, Canada
Custodian BMO NESBITT BURNS TORONTO, ONTARIO, Canada Related to adviser: No
Custodian CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada Related to adviser: No
Custodian RBC INVESTOR SERVICES TRUST TORONTO, Canada Related to adviser: No
Prime broker BMO NESBITT BURNS TORONTO, ONTARIO, Canada
Prime broker CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLC
PCAOB 271

Filing source

Form ADV 1664704 · Jul 21, 2022 · Schedule D 7.B.(1), fund 805-3933077038

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Amy J Aubin Executive
Jim Bantis Executive
Paul Beeston Director
Donald Carty Director
Virginia Ann Davis Director
Jeremy Freedman Director, Executive
Ira Gluskin Director, Executive
N/A Gluskin Sheff + Associates Inc. Promoter
Wilfred Gobert Director
Stephen Halperin Director
Jeannine Li Chong Executive
Nancy Lockhart Director
Thomas Mac Millan Director, Executive
Peter M Mann Executive
Jeffrey Moody Director, Executive
David Morris Executive
Lindsay Quinn Executive
Peter A Rosenberg Executive
David A Rosenberg Executive
Gerald Sheff Director, Executive
Antony Solomin Executive
Herbert Solway Director
Pierre Andre Themens Director
Ann Davis Virginia Director
Pamela Wallin Director
William Webb Executive
Robert S Weiss Director
John Anthony Woodward Executive
Peter Zaltz Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Bay Adelaide Centre, 333 Bay Street Suite 5100
Toronto, A6, M5H 2R2