Form D · Other Investment Fund

GRYPHON MEZZANINE PARTNERS, L.P.

San Francisco, CA · CIK 0001709540

Offering snapshot reported Jul 6, 2018 · SEC filing

Reported sold
$105M
Offering amount: $105M
Investors reported
81
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 11, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$52.7M$105MAug 23, 2017: $103,000,000.00Aug 23, 2017Jul 6, 2018: $105,330,000.00Jul 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$103,000,000 → $105,330,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 6, 2018Amendment$105,330,000$2,330,000vs Aug 23, 201781SEC filing
Aug 23, 2017Initial$103,000,000No comparison81SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$100K
Form D file number
021-293366
The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests.
The placement fee paid was determined by a formula, per a solicitation agreement entered into with Equus Financial Consulting LLC.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EQUUS FINANCIAL CONSULTING LLC131449

Source: Form D, filed Jul 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRYPHON MEZZANINE PARTNERS, L.P.

Investment adviser: GRYPHON ADVISORS, LLC

Gross asset value
$38.6M
Beneficial owners
87
ADV minimum commitment
$100K

Reported in Form ADV on Jul 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG SAN FRANCISCO, California, United States
Custodian JP MORGAN PRIVATE BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG
PCAOB 185

Filing source

Form ADV 2122258 · Jul 28, 2026 · Schedule D 7.B.(1), fund 805-2525604453

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
R. David Andrews Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Maritime Plaza, Suite 2300
San Francisco, CA, 94111