Form D · Hedge Fund

GRT TECHNOLOGY, L.P.

Boston, MA · CIK 0001377282

Offering snapshot reported Apr 30, 2012 · SEC filing

Reported sold: $3M
Investors reported: 9
Minimum accepted: $1M
First sale: Aug 1, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,850,000 → $3,000,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 30, 2012	Amendment	$3,000,000	$1,150,000vs Mar 18, 2009	9	SEC filing
Oct 25, 2011	Amendment	$3,000,000	$1,150,000vs Mar 18, 2009	9	SEC filing
Oct 26, 2010	Amendment	$3,000,000	$1,150,000vs Mar 18, 2009	9	SEC filing
Mar 18, 2009	Amendment	$1,850,000	No comparison	Not reported	SEC filing
Sep 29, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-95353

Source: Form D, filed Apr 30, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRT TECHNOLOGY, L.P.

Investment adviser: SHEPHERD KAPLAN KROCHUK, LLC

Gross asset value: $1.32M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Jan 7, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HURLEY, O'NEIL & COMPANY, P.C. QUINCY, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 774276 · Jan 7, 2014 · Schedule D 7.B.(1), fund 805-7996977508

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gregory Fraser	Executive
Rudolph K. Kluiber	Executive
Timothy A. Krochuk	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Liberty Square 11 Th Floor
Boston, MA, 02109