Form D · Hedge Fund

GRT NATURAL RESOURCES, L.P.

Boston, MA · CIK 0001391949

Offering snapshot reported Apr 30, 2013 · SEC filing

Reported sold
$3.55M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.78M$3.55MMar 18, 2009: $2,900,595.00Mar 18, 2009Mar 3, 2010: $3,553,295.00Mar 3, 2010Mar 9, 2011: $3,553,295.00Mar 9, 2011Mar 9, 2012: $3,553,295.00Mar 9, 2012Apr 30, 2012: $3,553,295.00Apr 30, 2013: $3,553,295.00Apr 30, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,900,595 → $3,553,295

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 30, 2013Amendment$3,553,295$652,700vs Mar 18, 20095SEC filing
Apr 30, 2012Amendment$3,553,295$652,700vs Mar 18, 20095SEC filing
Mar 9, 2012Amendment$3,553,295$652,700vs Mar 18, 20095SEC filing
Mar 9, 2011Amendment$3,553,295$652,700vs Mar 18, 20095SEC filing
Mar 3, 2010Amendment$3,553,295$652,700vs Mar 18, 20095SEC filing
Mar 18, 2009Amendment$2,900,595No comparisonNot reportedSEC filing
Feb 26, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-100653

Source: Form D, filed Apr 30, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRT NATURAL RESOURCES, L.P.

Investment adviser: SHEPHERD KAPLAN KROCHUK, LLC

Gross asset value
$3.72M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Jan 7, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HURLEY, O'NEIL & COMPANY, P.C. QUINCY, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 774276 · Jan 7, 2014 · Schedule D 7.B.(1), fund 805-3116910337

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory Fraser Executive
Rudolph K. Kluiber Executive
Timothy A. Krochuk Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Square 11 Th Floor
Boston, MA, 02190