Form D · Hedge Fund

SKK DEEP WOODS PARTNERS, LP

Boston, MA · CIK 0001463395

Offering snapshot reported Nov 30, 2018 · SEC filing

Reported sold: $19.2M
Investors reported: 23
Minimum accepted: $0
First sale: Mar 16, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$18,177,294 → $19,177,294

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 30, 2018	Amendment	$19,177,294	$1,000,000vs Dec 1, 2017	23	SEC filing
Dec 1, 2017	Amendment	$18,177,294	-$750,000vs May 2, 2017	23	SEC filing
May 2, 2017	Amendment	$18,927,294	$40,000vs May 2, 2016	22	SEC filing
May 2, 2016	Amendment	$18,887,294	$8,800,000vs Apr 30, 2015	21	SEC filing
Apr 30, 2015	Amendment	$10,087,294	$0vs Apr 30, 2014	21	SEC filing
Apr 30, 2014	Amendment	$10,087,294	$375,000vs Apr 30, 2013	20	SEC filing
Apr 30, 2013	Amendment	$9,712,294	$5,902,594vs May 19, 2009	20	SEC filing
Apr 30, 2012	Amendment	$9,212,294	$5,402,594vs May 19, 2009	20	SEC filing
May 25, 2011	Amendment	$5,469,700	$1,660,000vs May 19, 2009	17	SEC filing
May 26, 2010	Amendment	$3,809,700	$0vs May 19, 2009	12	SEC filing
May 19, 2009	Initial	$3,809,700	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-131330

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
RACE ROCK CAPITAL LLC	153363

Source: Form D, filed Nov 30, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SKK DEEP WOODS PARTNERS, LP

Investment adviser: SHEPHERD KAPLAN KROCHUK, LLC

Gross asset value: $11.1M
Beneficial owners: 10
ADV minimum commitment: $1M

Reported in Form ADV on Apr 13, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GENE O'NEILL & COMPANY, P.C. QUINCY, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP BOSTON, Massachusetts, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Marketer RACE ROCK CAPITAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

RACE ROCK CAPITAL LLC
CRD 153363 · SEC 8-68528

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1209416 · Apr 13, 2018 · Schedule D 7.B.(1), fund 805-7192610649

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gregory B. Fraser	Executive
Grt Capital Partners, L.L.C.	Executive
Grt Deep Woods Gp, L.L.C.	Executive
Rudolph K. Kluiber	Executive
Timothy A. Krochuk	Executive
Todd Rosner	Executive
Shepherd Kaplan Krochuk, Llc	Executive
Skk Deep Woods Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

125 Summer Street Floor 22
Boston, MA, 02110