Form D · Investing
Growthstone Investors, LP
Los Angeles, CA · CIK 0001467045
Offering snapshot reported Nov 13, 2009 · SEC filing
- Reported sold
- $2.55M Offering amount: $2.55M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $150K Reported outside-investor minimum
- First sale
- Jan 8, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 13, 2009 | Amendment | $2,550,000 | $0vs Nov 12, 2009 | 2 | SEC filing |
| Nov 12, 2009 | Initial | $2,550,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $38.3K
- Finders' fees
- $0
- Form D file number
- 021-136015
Paid to a brokerage firm which is related to the issuer. See Item 12.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Triton Pacific Securities, LLC | 139919 |
Source: Form D, filed Nov 13, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael L. Carroll | Executive |
| Craig J. Faggen | Executive |
| Ivan None Faggen | Executive |
| None None Tpcp Investment Xix, Llc | Director, Executive |
| None None Triton Pacific Capital Partners, Llc | Promoter |
Issuer details
Industry: Investing (See others in industry)
Address:Los Angeles, CA, 90024