Form D · Other
Grown Rogue Unlimited, LLC
Medford, OR · CIK 0001703870
Offering snapshot reported Aug 29, 2018 · SEC filing
- Reported sold
- $1.05M Offering amount: $5.51M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 14, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 29, 2018 | Initial | $1,050,000 | No comparison | 5 | SEC filing |
| Dec 14, 2017 | Amendment | $1,805,000 | $1,655,000vs Nov 1, 2017 | 14 | SEC filing |
| Nov 1, 2017 | Initial | $150,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $141K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-320284
Total offering amount equals the price of 7,954,545 subscription receipts at C$0.44 per subscription receipt, plus the exercise price of the underlying warrants. Each warrant is exercisable at C$0.55 per unit for 24 months.
Subscription receipts, which will automatically convert without additional consideration, upon satisfaction of certain conditions, into Units, each comprised of one common unit and one warrant, exercisable at C$0.55 per unit for 24 months.
Sales commission includes 7.0% of the dollar amount of subscription receipts sold in cash as well as 7.0% of the number of subscription receipts sold in options exercisable at C$0.44 per unit for 24 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PI Financial Corp. | 127404 | |
| M Partners | None |
Source: Form D, filed Aug 29, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| J Obie Strickler | Director, Executive, Promoter |
Issuer details
Industry: Other (See others in industry)
Address:
655 Rossanley Drive
Medford, OR, 97501
Medford, OR, 97501