Form D · Other
Groundswell Technologies Inc
Goleta, CA · CIK 0001416786
Offering snapshot reported Jan 11, 2022 · SEC filing
- Reported sold
- $1.74M Offering amount: $1.74M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 27, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 11, 2022 | Initial | $1,742,791 | No comparison | 11 | SEC filing |
| Sep 26, 2012 | Amendment | $350,000 | $25,000vs May 15, 2012 | 1 | SEC filing |
| Sep 26, 2012 | Initial | $100,000 | No comparison | 5 | SEC filing |
| May 15, 2012 | Amendment | $325,000 | $150,000vs Mar 27, 2012 | 3 | SEC filing |
| Mar 27, 2012 | Amendment | $175,000 | $75,000vs Jan 3, 2012 | 5 | SEC filing |
| Jan 3, 2012 | Initial | $100,000 | No comparison | 6 | SEC filing |
| Apr 11, 2011 | Amendment | $300,000 | $100,000vs Apr 11, 2011 | 4 | SEC filing |
| Apr 11, 2011 | Initial | $200,000 | No comparison | 4 | SEC filing |
| Mar 16, 2010 | Amendment | $1,002,201 | $112,500vs Nov 10, 2009 | 1 | SEC filing |
| Nov 10, 2009 | Initial | $889,701 | No comparison | 7 | SEC filing |
| Oct 13, 2009 | Amendment | $350,000 | $150,000vs Oct 6, 2009 | 2 | SEC filing |
| Oct 6, 2009 | Initial | $200,000 | No comparison | 2 | SEC filing |
| Mar 6, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 26, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-428794
Source: Form D, filed Jan 11, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Kram | Director, Executive |
| Albert Kram | Director |
| Peter Sperling | Director |
Issuer details
Industry: Other (See others in industry)
Address:
7127 Hollister Ave., #25 A 108
Goleta, CA, 93117
Goleta, CA, 93117