Form D · Other Investment Fund

Grosvenor Emerging Manager Fund (CI), LP

Grand Cayman, E9 · CIK 0001574819

Offering snapshot reported Feb 5, 2021 · SEC filing

Reported sold
$273M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Apr 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$136M$273MApr 24, 2013: $15,000,000.00Apr 24, 2013Apr 25, 2014: $17,290,706.00Jun 26, 2017: $272,612,381.00Jun 26, 2017Feb 13, 2019: $272,612,381.00Feb 13, 2019Feb 7, 2020: $272,612,381.00Feb 5, 2021: $272,612,381.00Feb 5, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,290,706 → $272,612,381
  • Reported investors13 → 15

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 5, 2021Amendment$272,612,381$255,321,675vs Apr 25, 201415SEC filing
Feb 7, 2020Amendment$272,612,381$255,321,675vs Apr 25, 201415SEC filing
Feb 13, 2019Amendment$272,612,381$255,321,675vs Apr 25, 201412SEC filing
Jun 26, 2017Amendment$272,612,381$255,321,675vs Apr 25, 201412SEC filing
Apr 25, 2014Amendment$17,290,706$2,290,706vs Apr 24, 201313SEC filing
Apr 24, 2013Initial$15,000,000No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.31M
Finders' fees
$0
Form D file number
021-195504
The entity included in Item 12 shall receive in respect of the aggregate capital commitment of each investor, an initial fee of 1.75% and up to .25% of the Manager's profit share. Full amounts have been paid out to a total of $1,305,321.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Feb 5, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ivaldo Basso Executive
Pamela Bentley Executive
Dasha S. Dwin Executive
Lilly Farahnakian Executive
Eric A. Felton Executive
N/A Gcm, L.L.C. ("Gcm") Promoter
N/A Grosvenor Capital Management Gp Ltd. Executive, Promoter
N/A Grosvenor Capital Management, L.P. ("Grosvenor") Promoter
N/A Grosvenor Holdings, L.L.C. Promoter
Joseph H. Gutman Executive
Sandra Hurse Executive
Francis Idehen Executive
Eric Levin Executive
Jonathan R. Levin Executive
Paul A. Meister Executive
Burke Montgomery Executive
Joseph H. Nesler Executive
Frederick Pollock Executive
Michael J. Sacks Executive
Stacie Selinger Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, P.O Box 309
Grand Cayman, E9, KY1-1104