Form D · Other Real Estate
Grocery & Pharmacy Portfolio DST
Oak Brook, IL · CIK 0001528500
Offering snapshot reported Feb 8, 2012 · SEC filing
- Reported sold
- $23.4M Offering amount: $23.4M
- Investors reported
- 111 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Aug 22, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$23,187,362 → $23,425,285
- Reported investors107 → 111
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 8, 2012 | Amendment | $23,425,285 | $237,923vs Jan 3, 2012 | 111 | SEC filing |
| Jan 3, 2012 | Amendment | $23,187,362 | $7,411,755vs Dec 15, 2011 | 107 | SEC filing |
| Dec 15, 2011 | Amendment | $15,775,607 | $6,419,491vs Nov 17, 2011 | 82 | SEC filing |
| Nov 17, 2011 | Amendment | $9,356,116 | $2,019,831vs Nov 3, 2011 | 49 | SEC filing |
| Nov 3, 2011 | Amendment | $7,336,285 | $1,612,996vs Oct 27, 2011 | 34 | SEC filing |
| Oct 27, 2011 | Amendment | $5,723,289 | $1,597,394vs Oct 17, 2011 | 26 | SEC filing |
| Oct 17, 2011 | Amendment | $4,125,895 | $238,841vs Oct 3, 2011 | 16 | SEC filing |
| Oct 3, 2011 | Amendment | $3,887,054 | $2,164,000vs Sep 1, 2011 | 14 | SEC filing |
| Sep 1, 2011 | Initial | $1,723,054 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.64M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-165291
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of sales commissions will be earned and paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Inland Securities Corporation | 15807 | Inland Securities Corporation · CRD 15807 |
| Peter Fisher | 1259923 | Investacorp, Inc. · CRD 7684 |
| John G. Chess | 4812430 | Investacorp, Inc. · CRD 7684 |
| Robert S. Smith | 1412333 | Concorde Investment Services, LLC · CRD 151604 |
| Gary K. Rasmussen | 371225 | Financial Advisors of America, LLC · CRD 142170 |
| Thomas J. Ealy | 863042 | Investment Planners, Inc. · CRD 18557 |
| David B. Levinson | 705929 | Newport Coast Securities, Inc. · CRD 16944 |
| Douglas L. Hall | 1679998 | 1st Global Capital Corp. · CRD 30349 |
| Byron J. Ishiwata | 4610456 | 1st Global Capital Corp. · CRD 30349 |
| Ryan B. Wibberley | 2370778 | Commonwealth Financial Network · CRD 8032 |
| John A. Doane | 4083486 | Detwiler Fenton & Co. · CRD 1794 |
| Jack W. Ellison | 2584997 | Independent Financial Group, LLC · CRD 7717 |
| Christopher T. Miller | 4044818 | Allied Beacon Partners, Inc. · CRD 46227 |
| Jason C. Hohenstein | 2673397 | Sagepoint Financial, Inc. · CRD 133763 |
| Kevin J. Snow | 1941166 | Sagepoint Financial, Inc. · CRD 133763 |
| David W. Thomas | 844094 | FSC Securities Corporation · CRD 7461 |
| Donald L. Hartmann | 1003231 | JRL Capital Corporation · CRD 10225 |
| Timothy J. McIlwain | 4375778 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Michael J. Stickney | 718622 | Lincoln Financial Advisors Corporation · CRD 3978 |
| George C. Merhoff, Jr. | 2918171 | Pacific West Securities, Inc. · CRD 6390 |
| Joseph H. Sterling | 1101378 | Geneos Wealth Management, Inc. · CRD 120894 |
| Duncan Eng | 2536048 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Eric J. Schindler | 1439999 | Pacific West Securities, Inc. · CRD 6390 |
| Arthur K. Pittman | 4870044 | 1st Global Capital Corp. · CRD 30349 |
| Michael G. Steinthal | 435071 | Primex · CRD 29394 |
| Scott B. Reynolds | 805744 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Gary G. Benson | 1182211 | NPB Financial Group, LLC · CRD 137743 |
| Derek B. Ferriera | 1290274 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Bruce C. Hesse | 2638672 | 1st Global Capital Corp. · CRD 30349 |
| Dennis I. Weiss | 462338 | American Investors Company · CRD 38 |
| Daniel L. Whittenburg | 2181920 | Lincoln Financial Advisors Corporation · CRD 3978 |
| David A. Levine | 2429524 | Commonwealth Financial Network · CRD 8032 |
| James F. Davenport | 2872276 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Gregory S. Horning | 2921711 | Triad Advisors, Inc. · CRD 25803 |
| Bradley D. Fath | 2632194 | Cambridge Investment Research, Inc. · CRD 39543 |
| Jody J. Roth | 4030963 | Transamerica Financial Advisors, Inc. · CRD 16164 |
| Susan J. Gitt | 5580509 | Allied Beacon Partners, Inc. · CRD 46227 |
| Steven D. Katzenstein | 2380645 | 1st Global Capital Corp. · CRD 30349 |
| Jerald F. Gunn | 2475036 | Pacific West Securities, Inc. · CRD 6390 |
| Richard C. Osman | 2202368 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Allan L. Watson | 4348527 | Investment Planners, Inc. · CRD 18557 |
| Danny R. Hughes | 4419365 | 1st Global Capital Corp. · CRD 30349 |
| Virgilio B. Cristobal, Jr. | 4662399 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Patrick R. Conway | 1337831 | Investacorp, Inc. · CRD 7684 |
| Thomas M. Tacia | 4743132 | Cambridge Investment Research, Inc. · CRD 39543 |
| Gregory J. Meyer | 3088783 | NPB Financial Group, LLC · CRD 137743 |
| William B. Elson | 1808374 | VSR Financial Services, Inc. · CRD 14503 |
| Jack C. Fitzgerald | 3244764 | 1st Global Capital Corp. · CRD 30349 |
| Timothy C. Gupton | 5105990 | 1st Global Capital Corp. · CRD 30349 |
| John M. Livingston | 5266775 | 1st Global Capital Corp. · CRD 30349 |
| James P. Warren | 4253846 | Lincoln Financial Securities Corporation · CRD 3870 |
| Robert E. Madden | 820643 | Cambridge Investment Research, Inc. · CRD 39543 |
| Mitchell E. Glicksman | 2580633 | Commonwealth Financial Network · CRD 8032 |
| Peter W. Adams | 4293380 | 1st Global Capital Corp. · CRD 30349 |
| Robert S. Graham | 3126485 | Capital Investment Group, Inc. · CRD 14752 |
| Philip J. Califano | 2575299 | Sagepoint Financial, Inc. · CRD 133763 |
| Anthony J. Cardinal | 1686561 | Commonwealth Financial Network · CRD 8032 |
| David R. Pettit, III | 3035332 | Transamerica Financial Advisors, Inc. · CRD 16164 |
| Michael W. Maher | 5642037 | Northstar Financial Partners, Inc. · CRD 107708 |
| Robert A. Cannon | 2765289 | Pacific West Securities, Inc. · CRD 6390 |
| Robert A. Horvitz | 1277033 | 1st Global Capital Corp. · CRD 30349 |
| Terrell C. Lady | 300391 | VSR Financial Services, Inc. · CRD 14503 |
| Jay K. Kready | 4530678 | Proequities, Inc. · CRD 15708 |
| Donovan T. Kelly | 2622366 | Pacific West Securities, Inc. · CRD 6390 |
| Leslie V. Anderton | 873403 | Wilson-Davis & Co., Inc. · CRD 3777 |
| Steven C. Fullmer | 1614906 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Robert R. Tweed | 2339324 | Concorde Investment Services, LLC · CRD 151604 |
| Joe R. Hoelle | 3013022 | 1st Global Capital Corp. · CRD 30349 |
| John M. Lord | 3098231 | Hornor, Townsend & Kent, Inc. · CRD 4031 |
| David J. Peterson | 711464 | Pacific West Securities, Inc. · CRD 6390 |
| Lawrence A. Hamilton | 4482714 | 1st Global Capital Corp. · CRD 30349 |
| Jodi A. Schneelicht | 4594776 | Centaurus Financial, Inc. · CRD 30833 |
Source: Form D, filed Feb 8, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patricia A Del Rosso | Executive |
| Portfolio, L.L.C. Grocery & Pharmacy | Promoter |
| Portfolio Exchange, L.L.C. Grocery & Pharmacy | Promoter |
| Capital Corporation Inland Private | Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2901 Butterfield Road
Oak Brook, IL, 60523
Oak Brook, IL, 60523