Form D · Hedge Fund

GrizzlyRock Institutional Value Partners, LP

Chicago, IN · CIK 0001687931

Offering snapshot reported Jul 13, 2020 · SEC filing

Reported sold: $83.1M
Investors reported: 12
Minimum accepted: $500K
First sale: Oct 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$76,510,785 → $83,095,785

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 13, 2020	Amendment	$83,095,785	$6,585,000vs Jul 12, 2019	12	SEC filing
Jul 12, 2019	Amendment	$76,510,785	$10,180,000vs Oct 18, 2018	12	SEC filing
Oct 18, 2018	Amendment	$66,330,785	$17,015,000vs Oct 23, 2017	12	SEC filing
Oct 23, 2017	Amendment	$49,315,785	$5,226,582vs Oct 21, 2016	12	SEC filing
Oct 21, 2016	Initial	$44,089,203	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $100K (estimated)
Finders' fees: $0
Form D file number: 021-273035

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
303 Alternatives, LLC	166675

Source: Form D, filed Jul 13, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRIZZLYROCK INSTITUTIONAL VALUE PARTNERS, LP

Investment adviser: GRIZZLYROCK CAPITAL, LLC

Gross asset value: $103M
Beneficial owners: 56
ADV minimum commitment: $30K

Reported in Form ADV on Aug 6, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBE OPS NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLC DENVER, Colorado, United States

Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST CHICAGO, Illinois, United States Related to adviser: No

Marketer 303 ALTERNATIVES, LLC CHICAGO, Illinois, United States Related to adviser: No

Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLC
PCAOB 185

BOFA SECURITIES, INC.
SEC 8-69787

JEFFERIES LLC
SEC 8-15074

NORTHERN TRUST
LEI 6PTKHDJ8HDUF78PFWH30

303 ALTERNATIVES, LLC
CRD 166675 · SEC 8-69225

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1449240 · Aug 6, 2020 · Schedule D 7.B.(1), fund 805-9574669862

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kyle Mowery	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Grizzlyrock Capital,191 N.Wacker Dr. Suite 1500
Chicago, IN, 60606