Form D · Residential

Griffin Capital (Waterford) Investors, DST

El Segundo, CA · CIK 0001469748

Offering snapshot reported Jan 21, 2011 · SEC filing

Reported sold
$6.69M
Offering amount: $14.1M
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 31, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.35M$6.69MAug 10, 2009: $865,000.00Aug 10, 2009Jan 21, 2011: $6,692,969.00Jan 21, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$865,000 → $6,692,969

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 21, 2011Amendment$6,692,969$5,827,969vs Aug 10, 20094SEC filing
Aug 10, 2009Initial$865,000No comparison4SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$669K
Finders' fees
$0
Form D file number
021-133488
Delaware Statutory Trust Interests
Selling Group Members receive 8% sales commission and the managing broker-dealer receives a 2% commission.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
David Waal1226437Omni Brokerage, Inc. · CRD 16878
Donavan Brouwer1062451Amerprise Financial · CRD 6363
Tomas Velken1600404Sigma Financial Corp. · CRD 14303
Joseph Insalaco2978175Omni Brokerage, Inc · CRD 16878

Source: Form D, filed Jan 21, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Escalante Executive
Mary Higgins Executive
Kevin Shields Executive

Issuer details

Industry: Residential (See others in industry)

Address:
C/O Griffin Capital Corporation 2121 Rosencrans Avenue, Suite 3321
El Segundo, CA, 90245