Form D · Other Real Estate
Griffin Capital (South Beach - Vegas) DST
El Segundo, CA · CIK 0001756603
Offering snapshot reported Nov 14, 2019 · SEC filing
- Reported sold
- $32.7M Offering amount: $32.7M
- Investors reported
- 101 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Feb 13, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$32,410,642 → $32,662,643
- Reported investors100 → 101
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 14, 2019 | Amendment | $32,662,643 | $252,001vs Oct 31, 2019 | 101 | SEC filing |
| Oct 31, 2019 | Amendment | $32,410,642 | $520,010vs Oct 17, 2019 | 100 | SEC filing |
| Oct 17, 2019 | Amendment | $31,890,632 | $694,979vs Oct 4, 2019 | 99 | SEC filing |
| Oct 4, 2019 | Amendment | $31,195,653 | $1,648,099vs Sep 23, 2019 | 96 | SEC filing |
| Sep 23, 2019 | Amendment | $29,547,554 | $1,247,143vs Sep 5, 2019 | 88 | SEC filing |
| Sep 5, 2019 | Amendment | $28,300,411 | $8,063,552vs Aug 22, 2019 | 82 | SEC filing |
| Sep 5, 2019 | Amendment | $28,300,411 | $0vs Sep 5, 2019 | 82 | SEC filing |
| Aug 22, 2019 | Amendment | $20,236,859 | $984,153vs Aug 14, 2019 | 72 | SEC filing |
| Aug 14, 2019 | Amendment | $19,252,706 | $3,829,477vs Jul 18, 2019 | 68 | SEC filing |
| Jul 31, 2019 | Amendment | $17,745,497 | $2,322,268vs Jul 18, 2019 | 61 | SEC filing |
| Jul 18, 2019 | Amendment | $15,423,229 | $1,872,170vs Jul 9, 2019 | 54 | SEC filing |
| Jul 9, 2019 | Amendment | $13,551,059 | $2,735,705vs Jun 28, 2019 | 46 | SEC filing |
| Jun 28, 2019 | Amendment | $10,815,354 | $1,879,173vs Jun 14, 2019 | 39 | SEC filing |
| Jun 14, 2019 | Amendment | $8,936,181 | $1,620,608vs May 31, 2019 | 31 | SEC filing |
| May 31, 2019 | Amendment | $7,315,573 | $0vs May 24, 2019 | 24 | SEC filing |
| May 24, 2019 | Amendment | $7,315,573 | $1,633,274vs May 14, 2019 | 24 | SEC filing |
| May 14, 2019 | Amendment | $5,682,299 | $385,266vs May 2, 2019 | 20 | SEC filing |
| May 2, 2019 | Amendment | $5,297,033 | $3,534,816vs Apr 15, 2019 | 15 | SEC filing |
| Apr 15, 2019 | Amendment | $1,762,217 | $105,370vs Mar 14, 2019 | 7 | SEC filing |
| Apr 15, 2019 | Amendment | $1,762,217 | $0vs Apr 15, 2019 | 7 | SEC filing |
| Mar 14, 2019 | Amendment | $1,656,847 | $329,000vs Feb 26, 2019 | 6 | SEC filing |
| Feb 26, 2019 | Amendment | $1,327,847 | No comparison | 3 | SEC filing |
| Jan 25, 2019 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 2, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.91M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-329431
Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion.
Amount includes 6% commission, 1.25% dealer manager fee and placement agent fee of 1.65%
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Griffin Capital Securities, LLC | 37739 | Griffin Capital Securities, LLC · CRD 37739 |
| Sonya Gotz | 4007918 | NexTrend Securities, Inc. · CRD 43710 |
| Cambridge Investment Research, Inc. | 39543 | |
| Steve Haskell | 6864948 | WealthForge Securities LLC · CRD 152550 |
| Robert Horning | 2311640 | McDermott Investment Services, LLC · CRD 154926 |
| Chay Lapin | 6275140 | WealthForge Securities LLC · CRD 152550 |
| Scott Offerman | 5619093 | NexTrend Securities, Inc. · CRD 43710 |
| Independent Financial Group, LLC | 7717 | |
| Adam Bryan | 5443986 | McDermott Investment Services, LLC · CRD 154926 |
| Todd Kennedy | 1002060 | H.J. Sims & Co. · CRD 3420 |
| DFPG Investments | 155576 | |
| Richard Jackman | 2501641 | Crown Capital Securities · CRD 6312 |
| Centaurus Financial, Inc. | 30833 | |
| Robert McIsaac | 1185886 | Crown Capital Securities · CRD 6312 |
| Tye Winfield | 1341666 | Hagen Securities, Inc. · CRD 27353 |
| Harmony Russo | 5294771 | Crown Capital Securities · CRD 6312 |
| John Bishop | 866202 | Invicta Capital LLC · CRD 288101 |
| Ed Kasperavich | 4970038 | Stonecrest Capital Markets, Inc. · CRD 39616 |
| Deborah Stackpole | 4969850 | Stonecrest Capital Markets, Inc. · CRD 39616 |
| Matthew Nielsen | 2762423 | Stonecrest Capital Markets, Inc. · CRD 39616 |
| Daniel Cook | 2202360 | Commonwealth Financial Network · CRD 8032 |
| Jason Runung | 5195592 | Commonwealth Financial Network · CRD 8032 |
| Andre William | 4493063 | Cabot Lodge Securities · CRD 159712 |
Source: Form D, filed Nov 14, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Griffin Capital Institutional Property Exchange, Llc | Executive, Promoter |
| N/A Griffin South Beach Vegas Contributor, Llc | Executive, Promoter |
| N/A Griffin South Beach Vegas, Llc | Executive |
| Eric J. Kaplan | Executive |
| Joseph E. Miller | Executive |
| David C. Rupert | Executive |
| Kevin A Shields | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
1520 E. Grand Avenue
El Segundo, CA, 90245
El Segundo, CA, 90245