Form D · Other Real Estate
Griffin Capital Qualified Opportunity Zone Fund III, L.P.
El Segundo, CA · CIK 0001894604
Offering snapshot reported Apr 11, 2024 · SEC filing
- Reported sold
- $586M Offering amount: $586M
- Investors reported
- 964 Form D · investor count
- Minimum accepted
- $150K Reported outside-investor minimum
- First sale
- Dec 6, 2021 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$584,376,833 → $586,312,662
- Reported investors960 → 964
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 11, 2024 | Amendment | $586,312,662 | $1,935,829vs Feb 9, 2024 | 964 | SEC filing |
| Feb 9, 2024 | Amendment | $584,376,833 | $55,299,783vs Jan 25, 2024 | 960 | SEC filing |
| Jan 25, 2024 | Amendment | $529,077,050 | $6,968,022vs Jan 12, 2024 | 897 | SEC filing |
| Jan 12, 2024 | Amendment | $522,109,028 | $27,997,559vs Dec 21, 2023 | 879 | SEC filing |
| Dec 21, 2023 | Amendment | $494,111,469 | $6,978,983vs Dec 12, 2023 | 827 | SEC filing |
| Dec 12, 2023 | Amendment | $487,132,486 | $30,573,038vs Sep 28, 2023 | 815 | SEC filing |
| Sep 28, 2023 | Amendment | $456,559,448 | $4,215,615vs Sep 14, 2023 | 745 | SEC filing |
| Sep 14, 2023 | Amendment | $452,343,833 | $35,339,437vs Sep 1, 2023 | 736 | SEC filing |
| Sep 1, 2023 | Amendment | $417,004,396 | $12,136,588vs Jul 21, 2023 | 717 | SEC filing |
| Jul 21, 2023 | Amendment | $404,867,808 | $22,409,015vs Jun 15, 2023 | 693 | SEC filing |
| Jun 15, 2023 | Amendment | $382,458,793 | $29,795,155vs May 5, 2023 | 649 | SEC filing |
| May 5, 2023 | Amendment | $352,663,638 | $23,249,109vs Apr 7, 2023 | 605 | SEC filing |
| Apr 7, 2023 | Amendment | $329,414,529 | $10,205,262vs Mar 23, 2023 | 577 | SEC filing |
| Mar 23, 2023 | Amendment | $319,209,267 | $2,698,663vs Mar 10, 2023 | 560 | SEC filing |
| Mar 10, 2023 | Amendment | $316,510,604 | $24,501,346vs Jan 13, 2023 | 552 | SEC filing |
| Jan 13, 2023 | Amendment | $292,009,258 | $10,041,081vs Dec 29, 2022 | 504 | SEC filing |
| Dec 29, 2022 | Amendment | $281,968,177 | $21,050,749vs Dec 8, 2022 | 487 | SEC filing |
| Dec 8, 2022 | Amendment | $260,917,428 | $23,954,199vs Nov 16, 2022 | 452 | SEC filing |
| Nov 16, 2022 | Amendment | $236,963,229 | $12,585,000vs Oct 27, 2022 | 428 | SEC filing |
| Oct 27, 2022 | Amendment | $224,378,229 | $4,999,489vs Oct 13, 2022 | 408 | SEC filing |
| Oct 13, 2022 | Amendment | $219,378,740 | $7,586,532vs Sep 22, 2022 | 394 | SEC filing |
| Sep 22, 2022 | Amendment | $211,792,208 | $21,859,451vs Sep 2, 2022 | 373 | SEC filing |
| Sep 2, 2022 | Amendment | $189,932,757 | $14,142,628vs Jul 21, 2022 | 347 | SEC filing |
| Jul 21, 2022 | Amendment | $175,790,129 | $5,688,959vs Jul 7, 2022 | 317 | SEC filing |
| Jul 7, 2022 | Amendment | $170,101,170 | $7,821,140vs Jun 23, 2022 | 305 | SEC filing |
| Jun 23, 2022 | Amendment | $162,280,030 | $10,090,911vs Jun 9, 2022 | 288 | SEC filing |
| Jun 9, 2022 | Amendment | $152,189,119 | $10,323,682vs May 27, 2022 | 266 | SEC filing |
| May 27, 2022 | Amendment | $141,865,437 | $13,835,394vs May 19, 2022 | 257 | SEC filing |
| May 19, 2022 | Amendment | $128,030,043 | $4,000,152vs May 5, 2022 | 245 | SEC filing |
| May 5, 2022 | Amendment | $124,029,891 | $11,336,756vs Apr 21, 2022 | 231 | SEC filing |
| Apr 21, 2022 | Amendment | $112,693,135 | $13,841,217vs Apr 7, 2022 | 215 | SEC filing |
| Apr 7, 2022 | Amendment | $98,851,918 | $14,992,181vs Mar 24, 2022 | 189 | SEC filing |
| Mar 24, 2022 | Amendment | $83,859,737 | $9,717,813vs Mar 11, 2022 | 165 | SEC filing |
| Mar 11, 2022 | Amendment | $74,141,924 | $4,180,614vs Feb 25, 2022 | 143 | SEC filing |
| Feb 25, 2022 | Amendment | $69,961,310 | $3,096,795vs Feb 9, 2022 | 131 | SEC filing |
| Feb 9, 2022 | Amendment | $66,864,515 | $4,321,289vs Jan 21, 2022 | 119 | SEC filing |
| Jan 21, 2022 | Amendment | $62,543,226 | $1,194,832vs Jan 5, 2022 | 112 | SEC filing |
| Jan 5, 2022 | Amendment | $61,348,394 | $46,573,191vs Dec 21, 2021 | 110 | SEC filing |
| Dec 21, 2021 | Initial | $14,775,203 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $16.3M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-426064
Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion.
Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Placement Agent Fees that may be paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Marc Seeherman | 1131557 | Calton & Associates, Inc. · CRD 20999 |
| Billy Aycock | 4069907 | Center Street Securities Inc. · CRD 26898 |
| Betty Friant | 2122446 | FNEX Capital, LLC · CRD 166316 |
| Mark Baran | 870541 | McDermott Investment Services LLC · CRD 154926 |
| Colette Frey-Bitzas | 2040840 | American Portfolios Financial Services, Inc. · CRD 18487 |
| Taher Gilani | 2381502 | Calton & Associates, Inc. · CRD 20999 |
| David Funes | 5467419 | Thornhill Securities, Inc. · CRD 22333 |
| Amr Tenney | 5506866 | Thornhill Securities, Inc. · CRD 22333 |
| Eugene Cindrich | 2444041 | Advisory Group Equity Services Ltd · CRD 15427 |
| Michael Petter | 4341091 | Calton & Associates Inc. · CRD 20999 |
| Independent Financial Group, LLC | 7717 | |
| Lincoln Financial Advisors Corporation | 3978 | |
| Ivan West | 4921015 | American Trust Investment Services, Inc. · CRD 3001 |
| Elias Pritsoulis | 2568434 | A.G.P. / Alliance Global Partners · CRD 8361 |
| DFPG Investments, LLC | 155576 | |
| Cambridge Investment Research, Inc. | 39543 | |
| John A. Doane | 4083486 | Advisory Group Equity Services Ltd. · CRD 15427 |
| Brian Armstrong | 2895592 | Skyway Capital Markets, LLC · CRD 124630 |
| Mark Herding | 2239357 | Harbour Investments, Inc. · CRD 19258 |
| Rodney Ibrahim | 4358176 | A.G.P./Alliance Global Partners · CRD 8361 |
| Alex Ruggieri | 1685884 | NexTrend Securities, Inc. · CRD 43710 |
| Andrew Zorovich | 2753501 | American Portfolios Financial Services, Inc. · CRD 18487 |
| Purshe Kaplan Sterling Investments | 35747 | |
| Joshua P. Jones | 5139521 | MHL Investments · CRD 2535 |
| Daniel Goodwin | 5752768 | AAG Capital, Inc. · CRD 188 |
| Lewis Baker | 2543651 | Arete Wealth Management, LLC · CRD 44856 |
| Andrew Dorr | 5297867 | Arete Wealth Management, LLC · CRD 44856 |
| Joseph Michaletz | 1327534 | DAI Securities, LLC · CRD 36673 |
| Michael O'Toole | 6336251 | DAI Securities, LLC · CRD 36673 |
| Emerson Equity LLC | 130032 | |
| Concorde Investment Services, LLC | 151604 | |
| Joel Spolin | 7268801 | McDermott Investment Services, LLC · CRD 154926 |
| Kyle Kadish | 4864706 | Advisory Group Equity Services Ltd · CRD 15427 |
| James Parry | 1877092 | Arkadios Capital · CRD 282710 |
| Brittany Slater-Gautreau | 4885737 | American Trust Investment Services, Inc. · CRD 3001 |
| Mazal Yahezkely | 5253186 | IDB Capital Corp. · CRD 106032 |
| Nicholas Erwin | 4794584 | USCA Securities LLC · CRD 103789 |
| Joseph Bench | 1052104 | Coastal Equities, Inc. · CRD 23769 |
| Trawnegan Gall | 6266415 | Wealthforge Securities, LLC · CRD 152550 |
| Jonathan Rotz | 4427791 | Arkadios Capital · CRD 282710 |
| Larry Crosthwaite | 3083003 | Benjamin F. Edwards & Company, Inc. · CRD 146936 |
| James Temple | 7084089 | Wealthforge Securities, LLC · CRD 152550 |
| Jason Pueschel | 2257351 | Patrick Capital Markets, LLC · CRD 16518 |
| Jeff Lewis | 1744218 | Advisory Group Equity Services Ltd. · CRD 15427 |
| Salvatore Cocivera | 1942283 | American Portfolios Financial Services, Inc. · CRD 18487 |
| Bryce Hamilton | 4296113 | Kingswood Capital Partners, LLC · CRD 288898 |
| Carmine Galimi | 3265523 | FNEX Capital, LLC · CRD 166316 |
| Ryan Tucker | 6138767 | MHL Investments · CRD 2535 |
| David Levinson | 705929 | American Trust Investment Services, Inc. · CRD 3001 |
| Rhett Grimes | 6283241 | Kingswood Capital Partners, LLC · CRD 288898 |
| James Schrack | 2620270 | Center Street Securities, Inc. · CRD 26898 |
| Sudhir Pai | 5928622 | Saxony Securities, Inc. · CRD 115547 |
| Richard Chess | 1127716 | Crescent Securities Group, Inc. · CRD 114993 |
| Lincoln Financial Securities Corporation | 3870 | |
| Michael Lytle | 2471291 | American Portfolios Financial Services, Inc. · CRD 18487 |
| Centaurus Financial, Inc. | 30833 | |
| Robert Schmidt | 6920482 | Realized Financial, Inc. · CRD 22333 |
| Nathaniel Kuhn | 4624143 | DAI Securities, LLC · CRD 36673 |
| John Helms | 2596654 | San Blas Securities LLC · CRD 290605 |
| Todd Rustman | 2453708 | American Trust Investment Services, Inc. · CRD 3001 |
| MML Investors Services, LLC | 10409 | |
| Scott Aitken | 5956581 | Cetera Advisors LLC · CRD 10299 |
| Jason Stone | 5455271 | Crown Capital Securities, L.P. · CRD 6312 |
| Cetera Advisor Networks LLC | 13572 | |
| Eric Hagen | 4771865 | Next Financial Group, Inc. · CRD 46214 |
| Lynettte Atchley | 4083297 | Cetera Financial Specialits LLC · CRD 10358 |
| Kyle Gardner | 4824288 | SCF Securities, Inc. · CRD 47275 |
Source: Form D, filed Apr 11, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Griffin Capital Company, Llc | Executive |
| N/A Griffin Capital Qoz Iii, Llc | Executive |
| Kevin A. Shields | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
Griffin Capital Plaza 266 Kansas Street
El Segundo, CA, 90245
El Segundo, CA, 90245