Form D · Other Real Estate

Griffin Capital Qualified Opportunity Zone Fund II, L.P.

El Segundo, CA · CIK 0001830097

Offering snapshot reported Jan 5, 2022 · SEC filing

Reported sold
$583M
Offering amount: $583M
Investors reported
992
Form D · investor count
Minimum accepted
$150K
Reported outside-investor minimum
First sale
Oct 13, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$291M$583MSep 16, 2021: $266,584,477.00Sep 16, 2021Sep 30, 2021: $289,830,612.00Oct 14, 2021: $353,659,618.00Oct 14, 2021Oct 28, 2021: $525,122,312.00Nov 10, 2021: $546,576,288.00Nov 10, 2021Jan 5, 2022: $582,998,205.00Jan 5, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$546,576,288 → $582,998,205
  • Reported investors928 → 992

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 5, 2022Amendment$582,998,205$36,421,917vs Nov 10, 2021992SEC filing
Nov 10, 2021Amendment$546,576,288$21,453,976vs Oct 28, 2021928SEC filing
Oct 28, 2021Amendment$525,122,312$171,462,694vs Oct 14, 2021894SEC filing
Oct 14, 2021Amendment$353,659,618$63,829,006vs Sep 30, 2021649SEC filing
Sep 30, 2021Amendment$289,830,612$23,246,135vs Sep 16, 2021553SEC filing
Sep 16, 2021Amendment$266,584,477No comparisonNot reportedSEC filing
Sep 2, 2021Amendment$249,810,453No comparisonNot reportedSEC filing
Aug 20, 2021Amendment$235,525,584No comparisonNot reportedSEC filing
Aug 5, 2021Amendment$226,741,513No comparisonNot reportedSEC filing
Jul 22, 2021Amendment$217,488,645$34,885,973vs Jul 8, 2021411SEC filing
Jul 8, 2021Amendment$182,602,672No comparisonNot reportedSEC filing
Jun 24, 2021Amendment$170,805,865$21,406,670vs Jun 10, 2021353SEC filing
Jun 10, 2021Amendment$149,399,195No comparisonNot reportedSEC filing
May 27, 2021Amendment$135,246,587$12,884,539vs May 13, 2021309SEC filing
May 13, 2021Amendment$122,362,048$7,238,350vs Apr 29, 2021280SEC filing
Apr 29, 2021Amendment$115,123,698$5,574,108vs Apr 15, 2021262SEC filing
Apr 15, 2021Amendment$109,549,590No comparisonNot reportedSEC filing
Apr 1, 2021Amendment$97,790,360$14,301,905vs Mar 18, 2021220SEC filing
Mar 18, 2021Amendment$83,488,455$11,341,518vs Mar 4, 2021186SEC filing
Mar 4, 2021Amendment$72,146,937$13,070,560vs Feb 18, 2021166SEC filing
Feb 18, 2021Amendment$59,076,377$4,905,882vs Feb 5, 2021151SEC filing
Feb 5, 2021Amendment$54,170,495$4,037,009vs Jan 22, 2021143SEC filing
Jan 22, 2021Amendment$50,133,486$627,808vs Jan 7, 2021131SEC filing
Jan 7, 2021Amendment$49,505,678$35,099,512vs Dec 28, 2020127SEC filing
Dec 28, 2020Amendment$14,406,166$8,483,741vs Dec 15, 202029SEC filing
Dec 15, 2020Amendment$5,922,425$1,799,430vs Oct 28, 20207SEC filing
Oct 28, 2020Initial$4,122,995No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$11.7M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-379022
Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion.
Sales Commissions include estimates of the maximum amount of Placement Agent Fees that may be paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Adam M. Carmel1074710Larimer Capital Corporation · CRD 18189
Mark Herding2239357Harbour Investments, Inc. · CRD 19258
Rob Johnson4318220Thornhill Securities, Inc. · CRD 22333
Clay Schmidt6920482Thornhill Securities, Inc. · CRD 22333
Amanda Steele6566472McDermott Investment Services, LLC · CRD 154926
Betty Friant2122446Growth Capital Services, Inc. · CRD 124658
David B. Levinson705929American Trust Investment Services, Inc. · CRD 3001
Steven McNeilly5614719American Portfolios Financial Services, Inc. · CRD 18487
Ivan West4921015American Trust Investment Services, Inc. · CRD 3001
Jennifer Gorlaski6737853Harbour Investments, Inc. · CRD 19258
James Parry1877092Arkadios Capital · CRD 282710
Jerry Dempsey1869325Dempsey Lord Smith LLC · CRD 141238
Carmen D. Marrone1898874National Securities Corporation · CRD 7569
Richard Chess1127716Crescent Securities Group, Inc. · CRD 114993
Brent Honea2289905Crown Capital Securities, LP · CRD 6312
Adam Shipley6482848National Securities Corporation · CRD 7569
Cambridge Investment Research, Inc.39543
DFPG Investments, LLC155576
Amr Tenney5506866Thornhill Securities, Inc. · CRD 22333
Edward Fernandez2956661Capulent LLC · CRD 155155
Stacey Morimoto4420782Stax Capital · CRD 300607
Jason Finley6602034Stax Capital · CRD 300607
Barry Levan1130895Crown Capital Securities, LP · CRD 6312
Blake V. Barnett5713662Calton & Associates, Inc. · CRD 20999
Marc Zaro6613514Invicta Cpaital LLC · CRD 288101
Gerard P. Gloisten2579962Western International Securities, Inc. · CRD 39262
Independent Financial Group, LLC7717
Drew Reynolds6646813Thornhill Securities, Inc. · CRD 22333
William Colvett4311759H. Beck, Inc. · CRD 1763
Kestra Investment Services, LLC42046
Guy Anthony Harrigan1817525Lion Street Financial, LLC · CRD 165828
James B. Teegarden2812366Lion Street Financial, LLC · CRD 165828
Gregory J. Richards1339012Benchmark Investments, Inc. · CRD 103792
Chay Lapin6275140Growth Capital Services, Inc. · CRD 124658
Lincoln Financial Advisors Corp3978
John Doane4083486Advisory Group Equity Services Ltd · CRD 15427
Jason Stone5455271Crown Capital Securities, L.P. · CRD 6312
Jonathan Browning2608532Great Point Capital · CRD 114203
Joseph Fraser6975700Benchmark Investments, Inc. · CRD 103792
Purshe Kaplan Sterling Investments, Inc.35747
Emerson Equity LLC130032
Tim Couch4073942Dempsey Lord Smith, LLC · CRD 141238
Jeffrey D. Lewis1744218Advisory Group Equity Services Ltd. · CRD 15427
Eugene T. Cindrich2444041Advisory Group Equity Services Ltd. · CRD 15427
Ameriprise Financial Services, LLC6363
Mark A. Townsend1453290Western International Securities, Inc. · CRD 39262
Jody Balmer2286742National Securities Corporation · CRD 7569
Eric Lyon2213888National Securities Corporation · CRD 7569
Alex Madden7089201Growth Capital Services, Inc. · CRD 124658
Nazeeh Aranki5433745Western International Securities, Inc. · CRD 39262
Concorde Investment Services, LLC151604
Quinn Morimoto7140545Stax Capital · CRD 300607
Jason Salmon6081963Growth Capital Services, Inc. · CRD 124658
Gary G. Benson1182211NPB Financial Group, LLC · CRD 137743
Assaf Pinchas2618726The Strategic Financial Alliance, Inc. · CRD 126514
Timothy Canty5859611Wedbush Securities, Inc. · CRD 877
Derek Su4121574USCA Securities LLC · CRD 103789
Kyle Kadish4864706Advisory Group Equity Services Ltd. · CRD 15427
Ronald N. York4308987Arkadios Capital · CRD 282710
Robert Patrick Webb4793026Kalos Capital, Inc. · CRD 44337
Adam Gallegos4444399International Assets Advisory, LLC · CRD 10645
David Gottlieb5739132APW Capital, Inc. · CRD 43814
Lincoln Financial Securities Corporation3870

Source: Form D, filed Jan 5, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRIFFIN CAPITAL QUALIFIED OPPORTUNITY ZONE FUND II, L.P.

Investment adviser: GRIFFIN CAPITAL QOZ ADVISOR, LLC

Gross asset value
$532M
Beneficial owners
966
ADV minimum commitment
$150K

Reported in Form ADV on Mar 29, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JTC AMERICAS SAN JOSE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor NOVOGRADAC & COMPANY LLP SAN FRANCISCO, California, United States
Custodian MORGAN STANLEY SMITH BARNEY LLC PURCHASE, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NOVOGRADAC & COMPANY LLP
PCAOB 474

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 1734678 · Mar 29, 2023 · Schedule D 7.B.(1), fund 805-4395910912

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Griffin Capital Company, Llc Executive
N/A Griffin Capital Qoz Ii, Llc Executive
Kevin A. Shields Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
C/O Griffin Capital Plaza 1520 East Grand Avenue
El Segundo, CA, 90245