Form D · Other Real Estate

Griffin Capital (Nashville) Investors, DST

El Segundo, CA · CIK 0001574581

Offering snapshot reported Jul 26, 2013 · SEC filing

Reported sold
$14.7M
Offering amount: $16M
Investors reported
34
Form D · investor count
Minimum accepted
$160K
Reported outside-investor minimum
First sale
Apr 10, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.35M$14.7MApr 17, 2013: $1,440,000.00Apr 17, 2013Jun 10, 2013: $8,543,395.00Jun 10, 2013Jul 1, 2013: $10,257,224.00Jul 1, 2013Jul 26, 2013: $14,697,616.00Jul 26, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,257,224 → $14,697,616
  • Reported investors16 → 34

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 26, 2013Amendment$14,697,616$4,440,392vs Jul 1, 201334SEC filing
Jul 1, 2013Amendment$10,257,224$1,713,829vs Jun 10, 201316SEC filing
Jun 10, 2013Amendment$8,543,395$7,103,395vs Apr 17, 20137SEC filing
Apr 17, 2013Initial$1,440,000No comparison1SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$1.12M (estimated)
Finders' fees
$0
Form D file number
021-195151
Beneficial Interests in Delaware Statutory Trust
Selling group members will receive a sales commission of 7% of gross cash proceeds from the Offering

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Rocco Cortese4681807Concorde Investment Services · CRD 151604
John Harvey4227692Sandlapper Securities, LLC · CRD 137906
Sigma Financial14303
Karen Ting4367718T.R. Winston & Company, LLC · CRD 10571
Kirk Balin4590715Securities Services Network · CRD 13318
Don Meredith1867703Concorde Investment Services · CRD 151604
Tim Pearson3180636Sammons Securities Co. · CRD 115368
Barclay Emery4737228Sammons Securities · CRD 115368
Craig Cooper2553463Concorde Investment Services · CRD 151604
Chris Verbeck2349217Purshe Kaplan Sterling · CRD 35747
Dwight Kay5376903Concorde Investment Services · CRD 151604
James Ortlip4174290Kalos Capital, Inc. · CRD 44337
Robert Cannon2765289Centaurus Financial, Inc. · CRD 30833

Source: Form D, filed Jul 26, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Escalante Executive
Mary Higgins Executive
Joseph Miller Executive
Don Pescara Executive
David Rupert Executive
Kevin Shields Executive
Julie Treinen Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
C/O Griffin Capital Corporation 2121 Rosecrans Avenue, Suite 3321
El Segundo, CA, 90245