Form D · Other Real Estate

Griffin Capital (Highway 94) Investors, DST

El Segundo, CA · CIK 0001558969

Offering snapshot reported Dec 18, 2013 · SEC filing

Reported sold
$10.5M
Offering amount: $10.5M
Investors reported
45
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 5, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.25M$10.5MDec 6, 2012: $4,546,163.00Dec 6, 2012Dec 12, 2012: $4,546,163.00Dec 18, 2013: $10,500,000.00Dec 18, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,546,163 → $10,500,000
  • Reported investors18 → 45

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 18, 2013Amendment$10,500,000$5,953,837vs Dec 12, 201245SEC filing
Dec 12, 2012Amendment$4,546,163$0vs Dec 6, 201218SEC filing
Dec 6, 2012Initial$4,546,163No comparison18SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$735K (estimated)
Finders' fees
$0
Form D file number
021-187968
Beneficial interest in Delaware Statutory Trust
Selling group members will receive a sales commission of 7% of the gross cash proceeds from the Offering.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Concorde Investment Services, LLC151604Concorde Investment Services · CRD 151604
Robert Cannon2765289Centaurus Financial, Inc. · CRD 30833
Edward Yegen801074Triad Advisors, Inc. · CRD 25803
DFPG Investments Inc.155576DFPG Investments Inc. · CRD 155576
Sigma Financial Corporation14303Sigma Financial Corporation · CRD 14303
Christina Nielson4866971PRIMEX · CRD 29394
Keith Herman2322605Newport Coast Securities, Inc. · CRD 16944

Source: Form D, filed Dec 18, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Escalante Executive
Mary Higgins Executive
Joseph Miller Executive
Don Pescara Executive
David Rupert Executive
Kevin Shields Executive
Julie Treinen Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
C/O Griffin Capital Corporation 2121 Rosecrans Avenue, S 3321
El Segundo, CA, 90245