Form D · Other Technology

GRIDPOINT INC

Arlington, VA · CIK 0001344781

Offering snapshot reported Jul 2, 2014 · SEC filing

Reported sold
$22.2M
Offering amount: $22.2M
Investors reported
52
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 25, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.1M$22.2MMay 13, 2014: $16,248,513.00May 13, 2014Jul 2, 2014: $22,248,513.00Jul 2, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$16,248,513 → $22,248,513
  • Reported investors51 → 52

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 2, 2014Amendment$22,248,513$6,000,000vs May 13, 201452SEC filing
May 13, 2014Initial$16,248,513No comparison51SEC filing
Jul 30, 2012Initial$23,288,886No comparison22SEC filing
Jan 14, 2011Initial$23,645,000No comparison20SEC filing
Aug 9, 2010Initial$10,000,000No comparison1SEC filing
Mar 11, 2010Initial$0No comparison4SEC filing
Nov 20, 2009Initial$0No comparison14SEC filing
Mar 18, 2009Initial$115,625,004No comparisonNot reportedSEC filing
Oct 7, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Sep 8, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Sep 6, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Oct 11, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Oct 11, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Oct 11, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Nov 15, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-217223
For each dollar investment, investors also received warrants to purchase Series A common stock at the price of $0.01/share.
TOMS Capital LLC received a structuring fee for arranging the loan financing in the form of warrants to purchase 12,500,000 shares of Series A common stock of GridPoint, Inc. at the exercise price of $0.01/per share.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
TOMS Capital LLCNone

Source: Form D, filed Jul 2, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey Berman Director
Dale Bowen Executive
Michael J. Carlson Executive
Joseph R. Chinnici Executive
John Clark Executive
Peter L. Corsell Director
Alexei J. Cowett Executive
Denis Curran Executive
Michael T. Donohue Executive
Cameron Ferroni Executive
Trevor Foster Director
J. Roderick Iii Heller Director
J. Roderick Heller, Iii Director
J. Roderick Heller, Iii Director
Larry M. Kellerman Director
Michael R. Lach Executive
Stephen Lehner Director
Karl Lewis Executive
Robert Mancini Director
David W. Mohler Director
Joseph M. Perta Director
Paul J. Powers Director
Todd Raba Director, Executive
Alejandro San Miguel Director
Tom Soto Director
John Spirtos Director, Executive
George P. Stamas Director
Roy Stein Executive
Fred Stephan Director
Eric C. Taubenheim Director
Eric C. Taubenhelm Director
Guy Weltsch Director
Jacob J. Worenklein Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
2801 Clarendon Boulevard Suite 100
Arlington, VA, 22201