Form D · Biotechnology
GRI BIO, Inc.
La Jolla, CA · CIK 0001824293
Offering snapshot reported Oct 25, 2024 · SEC filing
- Reported sold
- $762K Offering amount: $762K
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 21, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 25, 2024 | Initial | $762,236 | No comparison | 3 | SEC filing |
| Apr 27, 2023 | Initial | $15,583,333 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $61K
- Finders' fees
- $0
- Form D file number
- 021-527895
The Company also issued to H.C. Wainwright & Co., LLC or its designees warrants to purchase up to 53,357 shares of common stock that are immediately exercisable with a five-year term from the issuance date and a $1.25 per share exercise price.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H.C. Wainwright & Co., LLC | 375 |
Source: Form D, filed Oct 25, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Albert Argo | Director, Executive |
| David Baker | Director |
| Vipin Kumar Chaturvedi | Director, Executive |
| Walter Marc Hertz | Director, Executive |
| Leanne Kelly | Executive |
| Roelof Rongen | Director |
| Camilla Simpson | Director |
| David Szekeres | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
2223 Avenida De La Playa Suite 208
La Jolla, CA, 92037
La Jolla, CA, 92037